Michael Stephen Cohen (Michael Cohen) Financial Advisor/Broker Michael Cohen Previously Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Michael Cohen CRD #2239469 Michael Cohen was a previously registered financial advisor with Dinosaur Financial Group LLC, IFS Securities and Aegis Capital Corp. According to FINRA, Michael Cohen was suspended from the securities industry indefinitely in April …
David Khezri: Financial Advisor/Broker David Khezri Previously Suspended from Securities Industry
David Khezri: Financial Advisor/Broker David Khezri Previously Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses David Khezri CRD #2736831 David Khezri is a currently licensed financial advisor with Worden Capital Management LLC. David Khezri was previously licensed with Joseph Stone Capital LLC and Cape Securities Inc. According to David Khezri’s BrokerCheck report, David Khezri was …
Thomas James Renison (Thomas Renison) – Financial Advisor/Broker Barred from Securities Industry
Thomas James Renison (Thomas Renison) – Financial Advisor/Broker Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Thomas David Renison (Thomas Renison) CRD #6039707 Thomas Renison was a formerly licensed financial advisor with Horace Mann Investors, Inc. and Northwestern Mutual Investment Services, LLC. According to Thomas Renison’s BrokerCheck report, Thomas Renison was barred from the securities …
Robert Shaw Graham (Robert Graham) Financial Advisor/Broker Robert Graham Barred by State of Massachusetts
Robert Shaw Graham (Robert Graham) Financial Advisor/Broker Robert Graham Barred by State of Massachusetts | Goodman & Nekvasil, P.A. May Recover Investor Losses Robert Shaw Graham CRD #3126485 Robert Graham is a formerly licensed financial advisor with First Allied Securities, Inc. According to Robert Graham’s BrokerCheck report, Robert Graham was fined $15,000 and barred by the Massachusetts Securities Division in …
Jason C. LaBelle (Jason LaBelle) Financial Advisor/Broker Jason LaBelle Suspended from Securities Industry
Jason C. LaBelle (Jason LaBelle) Financial Advisor/Broker Jason LaBelle Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Jason LaBelle CRD #5654529 Jason LaBelle is a formerly licensed financial advisor with LPL Financial LLC and Commonwealth Financial Network. According to FINRA, Jason LaBelle was suspended from the securities industry for 3 months and was fined $5,000 …
Harold Martin Collins (Marty Collins) Arbitration Claim Filed Involving Financial Advisor Marty Collins
Goodman & Nekvasil P.A. May Recover Investor Losses on Future Income Payments, LLC | Harold Martin Collins (Marty Collins) Arbitration Claim Filed Involving Financial Advisor Marty Collins Harold Martin Collins (Marty Collins) CRD #4366651 Marty Collins was licensed with LPL Financial LLC from 2007 until 2015. Goodman & Nekvasil, P.A. has filed an arbitration claim against LPL Financial LLC, alleging that …
Jeffrey Eric Goldman (Jeffrey Goldman) – Financial Advisor/Broker Jeffrey Goldman Barred from Securities Industry
Jeffrey Eric Goldman (Jeffrey Goldman) – Financial Advisor/Broker Jeffrey Goldman Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Jeffrey Eric Goldman (Jeffrey Goldman) CRD #2128322 Jeffrey Goldman was a formerly licensed financial advisor with T3 Trading Group LLC and JAG Trading LLC. According to Jeffrey Goldman’s BrokerCheck report, Jeffrey Goldman was barred from the securities …
Keith Trevor Rich (Keith Rich) Financial Advisor/Broker Keith Rich Previously Suspended from Securities Industry
Keith Trevor Rich (Keith Rich) Financial Advisor/Broker Keith Rich Previously Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Keith Rich Financial Advisor/Broker CRD #6272427 Keith Rich is a currently licensed financial advisor with JP Morgan, PFS Investments, Edward Jones and Cambridge Investment Research, Inc. According to FINRA, Keith Rich was suspended from the securities industry …
Antonio Gutierrez Puente (Tony Puente) – Financial Advisor/Broker Tony Puente Barred from Securities Industry
Antonio Gutierrez Puente (Tony Puente) – Financial Advisor/Broker Tony Puente Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Antonio Gutierrez Puente (Tony Puente) CRD #2695224 Tony Puente was a formerly licensed financial advisor with Valic Financial Advisors, Inc. According to Tony Puente’s BrokerCheck report, Tony Puente was barred from the securities industry in January 2020. …
Jeffery Joseph Kelly (Jeffery Kelly) – Financial Advisor/Broker Jeffery Kelly Barred from Securities Industry
Jeffery Joseph Kelly (Jeffery Kelly) – Financial Advisor/Broker Jeffery Kelly Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Jeffery Joseph Kelly (Jeffery Kelly) CRD #3223982 Jeffery Kelly was a formerly licensed financial advisor with Ameriprise Financial Services, Inc. According to Jeffery Kelly’s BrokerCheck report, Jeffery Kelly was barred from the securities industry in September 2018. …