EquiAlt LLC – SEC Files Complaint Against EquiAlt LLC and EquiAlt Fund | Goodman & Nekvasil P.A. May Recover Investor Losses Defendants Include: EQUIALT LLC, EQUIALT FUND, LLC, EQUIALT FUND II, LLC, EQUIALT FUND III, LLC, EA SIP, LLC, BRIAN DAVISON and BARRY M. RYBICKI According to the SEC Complaint: The Commission brings this emergency action to halt an ongoing fraud …
Shapour Reza Ejlal (Shapour Ejlal) – Financial Advisor/Broker Shapour Ejlal Discharged from J.P. Morgan Securities LLC
Shapour Reza Ejlal (Shapour Ejlal) – Financial Advisor/Broker Shapour Ejlal Discharged from J.P. Morgan Securities LLC | Goodman & Nekvasil P.A., May Recover Investor Losses Shapour Reza Ejlal (Shapour Ejlal) Financial Advisor/Broker CRD #1247346 Shapour Ejlal was a previously licensed financial advisor/broker with Wynston Hill Capital, LLC, Andrew Garrett Inc., Aegis Capital Corp., and J.P. Morgan Securities LLC. According to …
Angel A. Morey-Noble (Angel Morey) – Customer Disputes Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Angel Morey Involving Puerto Rico Closed-end funds and/or Municipal Bonds
Angel A. Morey-Noble (Angel Morey) – Customer Disputes Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Angel Morey Involving Puerto Rico Closed-end funds and/or Municipal Bonds| Goodman & Nekvasil P.A., May Recover Investor Losses Angel A. Morey-Noble (Angel Morey) CRD #4054932 Angel Morey is a currently licensed financial advisor/broker with Nationwide Planning Associates Inc. Angel Morey was a previously licensed …
Justin Ray Deiter (Justin Deiter) – Customer Disputes Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Justin Deiter
Justin Ray Deiter (Justin Deiter) – Customer Disputes Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Justin Deiter | Goodman & Nekvasil P.A., May Recover Investor Losses Justin Ray Deiter (Justin Deiter) CRD #5225102 Justin Deiter is a currently licensed financial advisor/broker with Spartan Capital Securities, LLC. Justin Deiter was a previously licensed financial advisor/broker with Allied Millennial Partners, LLC …
Mark Andrew Miranda (Mark Miranda) – Customer Dispute Filed Involving Financial Advisor/Broker Mark Miranda
Mark Andrew Miranda (Mark Miranda) – Customer Dispute Filed Involving Financial Advisor/Broker Mark Miranda | Goodman & Nekvasil P.A. May Recover Investor Losses Mark Andrew Miranda (Mark Miranda) CRD #2793426 Mark Miranda is a currently licensed financial advisor/broker with Spartan Capital Securities, LLC and Network 1 Financial Securities Inc. According to Mark Miranda’s BrokerCheck Report, a final, consumer-initiated, investment-related arbitration …
Robert Buffington – Customer Disputes Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Robert Buffington
Robert Buffington – Customer Disputes Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Robert Buffington | Goodman & Nekvasil P.A., May Recover Investor Losses Robert Buffington CRD #5220332 Robert Buffington was a previously licensed financial advisor/broker with Aegis Capital Corp. According to Robert Buffington’s BrokerCheck Report, three customer disputes have been filed alleging sales practice violations against Robert Buffington. Customer …
Maxim Yutsis (Max Yutsis) – Customer Dispute Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Max Yutsis
Maxim Yutsis (Max Yutsis) – Customer Dispute Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Max Yutsis | Goodman & Nekvasil P.A., May Recover Investor Losses Maxim Yutsis (Max Yutsis) CRD #2749073 Max Yutsis was previously licensed with Newbridge Securities Corporation. According to Max Yutsis’ BrokerCheck Report, a customer dispute has been filed alleging sales practice violations against Max Yutsis. …
Eduard Y Leytman (Eduard Leytman) – Customer Dispute Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Eduard Leytman
Eduard Y Leytman (Eduard Leytman) – Customer Dispute Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Eduard Leytman | Goodman & Nekvasil P.A., May Recover Investor Losses Eduard Y Leytman (Eduard Leytman) CRD #3250307 Eduard Letyman was previously licensed with Aegis Capital Corp. According to Eduard Letyman’s BrokerCheck Report, one customer dispute has been filed alleging sales practice violations against …
Keith Michael Dagostino (Keith Dagostino) – Customer Dispute Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Keith Dagostino
Keith Michael Dagostino (Keith Dagostino) – Customer Dispute Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Keith Dagostino | Goodman & Nekvasil P.A., May Recover Investor Losses Keith Michael Dagostino (Keith Dagostino) CRD #2837860 Keith Dagostino is a currently licensed financial advisor/broker with Aegis Capital Corp. Keith Dagostino was a previously licensed financial advisor/broker with Stifel, Nicolaus & Company, Incorporated. …
Dominick Joseph Diorio Jr (Dominick Diorio) – Customer Disputes Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Dominick Diorio
Dominick Joseph Diorio Jr (Dominick Diorio) – Customer Disputes Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Dominick Diorio | Goodman & Nekvasil P.A., May Recover Investor Losses Dominick Joseph Diorio Jr (Dominick Diorio) CRD #2447817 Dominick Diorio is a currently licensed financial advisor/broker with Aegis Capital Corp. According to Dominick Diorio’s BrokerCheck Report, two customer disputes have been filed …