David Frederick Guensch (David Guensch) Financial Advisor/Broker David Guensch Previously Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses David Frderick Guensch (David Guensch) CRD #1769051 David Guensch is a currently licensed financial advisor with Lombard Securities Incorporated. David Guensch was previously licensed with LPL Financial, LLC and Voya Financial Advisors, Inc. According to FINRA, David …

George Raymond Siracuse (George Siracuse) Financial Advisor/Broker George Siracuse Previously Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses George Raymond Siracuse (George Siracuse) CRD #2134210 George Siracuse was a formerly licensed financial advisor with Centaurus Financial, Inc. According to FINRA, George Siracuse was suspended from the securities industry for four months and fined $5,000 in …

Jerry Allen Schutte (Jerry Schutte) – Financial Advisor/Broker Jerry Schutte Previously Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Jerry Allen Schutte (Jerry Schutte) CRD #416042 Jerry Schutte is a currently licensed financial advisor with American Portfolios Financial Services, Inc. According to FINRA, Jerry Schutte was fined $5,000 and was suspended from the securities industry …

Audra K Olsen (Audra Olsen) – Financial Advisor/Broker Audra Olsen Discharged from UBS Financial Services, Inc. | Goodman & Nekvasil P.A., May Recover Investor Losses Audra K Olsen aka Audra Howe (Audra Olsen) Financial Advisor/Broker CRD #5427252 Audra Olsen was a formerly licensed financial advisor with UBS Financial Services, Inc. and American Portfolios Financial Services, Inc. According to Audra Olsen’s …

Louise Deluca Fallica (Louise Fallica) – Customer Disputes Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Louise Fallica | Goodman & Nekvasil P.A., May Recover Investor Losses Louise Deluca Fallica (Louise Fallica) CRD #1375433 Louise Fallica is a currently licensed financial advisor with American Portfolios Financial Services, Inc. Louise Fallica was a previously licensed financial advisor with Securities Service Network, …

Brian Grant Brown (Brian Brown) – Customer Disputes Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Brian Brown | Goodman & Nekvasil P.A., May Recover Investor Losses Brian Grant Brown (Brian Brown) CRD #810068 Brain Brown is a currently licensed financial advisor with American Portfolios Financial Services, Inc. Brian Brown was a previously licensed financial advisor with The Strategic Financial …

Chi-Hong Chu (Chi-Hong Chu) – Financial Advisor/Broker Chi-Hong Chu Permitted to Resign from National Planning Corporation | Goodman & Nekvasil P.A., May Recover Investor Losses Chi-Hong Chu (Chi-Hong Chu) Financial Advisor/Broker CRD #4615119 Chi-Hong Chu is a currently licensed financial advisor with American Portfolios Financial Services, Inc. Chi-Hong Chu was a previously licensed financial advisor with National Planning Corporation. According …

Tricia Lyn Dunham (Tricia Dunham) – Customer Disputes Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Tricia Dunham | Goodman & Nekvasil P.A., May Recover Investor Losses Tricia Lyn Dunham (Tricia Dunham) CRD #3133887 Tricia Dunham is a formerly licensed financial advisor with Merrill Lynch, Pierce, Fenner & Smith Incorporated and American Portfolios Financial Services, Inc. According to Tricia Dunham’s …

Charles Phillips Darrow (Charles Darrow) – Customer Dispute Filed Involving Financial Advisor/Broker Charles Darrow | Goodman & Nekvasil, P.A. May Recover Investor Losses Charles Darrow CRD #2325527 Charles Darrow was a previously licensed financial advisor/broker with American Portfolios Financial Services, Inc. According to Charles Darrow’s BrokerCheck report, a customer dispute has been filed alleging sales practice violations against Charles Darrow. …

Emory Judson Gary Jr (Emory Gary) – Financial Advisor/Broker Emory Gary Discharged from LPL Financial LLC | Goodman & Nekvasil P.A., May Recover Investor Losses Emory Judson Gary Jr (Emory Gary) Financial Advisor/Broker CRD #600703 Emory Gary was a formerly licensed financial advisor with LPL Financial LLC and American Portfolios Financial Services, Inc. According to Emory Gary’s BrokerCheck Report, Emory …