Robert Buffington – Customer Disputes Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Robert Buffington

Robert Buffington – Customer Disputes Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Robert Buffington | Goodman & Nekvasil P.A., May Recover Investor Losses

Robert Buffington CRD #5220332

Robert Buffington was a previously licensed financial advisor/broker with Aegis Capital Corp. According to Robert Buffington’s BrokerCheck Report, three customer disputes have been filed alleging sales practice violations against Robert Buffington.

Customer Dispute (1/21/2020): Allegations against Robert Buffington are unsuitability, churning, common law fraud, breach of fiduciary duty, and breach of contract. This customer dispute is currently pending.

Customer Dispute (1/17/2020): Allegations against Robert Buffington are unsuitability, common law fraud, churning, breach of contract, and breach of fiduciary duty. This customer dispute is pending.

Customer Dispute (2/14/2018): Allegations against Robert Buffington are unauthorized trading and unsuitable investment recommendations. This customer dispute settled for $136,982.43.

Goodman & Nekvasil P.A. May Recover Investor Losses

If you lost any money on investments with Robert Buffington, you may be able to recover your losses. If you lost money on investments with Robert Buffington and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Robert Buffington’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Robert Buffington and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.

Some of the information in this blog post was obtained on 2/10/2020 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.

Robert Buffington, Unsuitable Investment Advice, Investment Fraud, Churning, Misrepresentation and Omission of Material Facts, Elder Fraud, Unauthorized Trading, Theft, Selling Away, Unapproved Outside Business, Nationwide, SEC, Robert Buffington

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