Daniel Vazquez (Dan Vazquez) Financial Advisor/Broker Dan Vazquez Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Daniel Vazquez aka Dan Vasquez (Dan Vazquez) CRD #3141463 Dan Vazquez was a previously licensed financial advisor with Cetera Advisors LLC. Dan Vazquez was barred from the securities industry in June 2016. According to FINRA, Dan Vazquez failed to …

Omar K. Henry (Omar Henry) – Broker, Financial Advisor Omar Henry Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Omar K. Henry (Omar Henry) CRD #5751648 Omar Henry was a previously licensed financial advisor with Cetera Advisors LLC and JP Morgan Securities LLC. According to Omar Henry’s BrokerCheck report, Omar Henry was barred from the …

David Scott Sweat (David Sweat) – Customer Disputes Filed Involving Financial Advisor/Broker David Sweat | Goodman & Nekvasil P.A. May Recover Investor Losses David Scott Sweat (David Sweat) CRD #5502379 David Sweat was a formerly licensed financial advisor/broker with Kalos Capital, Inc. According to David Sweat’s BrokerCheck report, two customer disputes has been filed alleging sales practice violations against David …

Thomas Howard Caniford (Tom Caniford) Financial Advisor/Broker Tom Caniford Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Tom Howard Caniford (Tom Caniford) CRD #1049021 Tom Caniford was a previously licensed financial advisor/broker with LPL Financial LLC. Tom Caniford was barred from the securities industry by the SEC in March, 2017. According to the SEC: On …

Wessam Baiz (Wes Baiz) – Financial Advisor/Broker Wes Baiz Barred from Securities Industry  | Goodman & Nekvasil P.A., May Recover Investor Losses Wes Baiz CRD #6501692 Wes Baiz was a previously licensed financial advisor with The Huntington Investment Company and MML Investors Services, LLC. According to Wes Baiz’ CRD, Wes Baiz was barred from the securities industry on October 25, 2019. …

Lester William Burroughs (Chad Burroughs) Financial Advisor/Broker Chad Burroughs Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Lester William Burroughs (Chad Burroughs) CRD #1413972 Chad Burroughs was a previously licensed financial advisor/broker with Lincoln Investment. Chad Burroughs was barred from the securities industry by the SEC in January 2020. According to the SEC: On December …

Authotecq – Operators of Authotecq Scam Sentenced to Prison by State of California | Goodman & Nekvasil P.A. May Recover Investor Losses According to the State of California: California Attorney General Xavier Becerra announced that three individuals have been sentenced to state prison terms ranging from three to 30 years for an over $11 million investment scheme that targeted elderly investors. …

Blueprint Wealth Partners, LLC – State of California Enters into Consent Order | Goodman & Nekvasil P.A. May Recover Investor Losses According to the State of California: Blueprint Wealth Partners, LLC is a limited-liability company owned by Cory Burnell. Burnell, as sole principal of Blueprint, managed client investment accounts on a discretionary basis through LPL Financial, LLC and Interactive Brokers Group, …

Northwest Financial & Tax Solutions, Inc.  – Goodman & Nekvasil P.A. May Recover Investor Losses Jeffrey Dixson is the founder and president of Northwest Financial & Tax Solutions, Inc. According to Jeffrey Dixson’s BrokerCheck report, four customer disputes alleging sales practice violations against Jeffrey Dixson are currently pending. According to Jeffrey Dixson’s BrokerCheck Report, an outside business activity Jeffrey Dixson …

Heather Peterson Weber (Heather Weber) – Customer Disputes Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Heather Weber | Goodman & Nekvasil P.A., May Recover Investor Losses Heather Peterson Weber (Heather Weber) CRD #2911524 Heather Weber is a currently licensed financial advisor/broker with Merrill Lynch. According to Heather Weber’s BrokerCheck Report, since 2015, seven customer disputes have been filed alleging …