David Scott Sweat (David Sweat) – Customer Disputes Filed Involving Financial Advisor/Broker David Sweat

David Scott Sweat (David Sweat) – Customer Disputes Filed Involving Financial Advisor/Broker David Sweat | Goodman & Nekvasil P.A. May Recover Investor Losses

David Scott Sweat (David Sweat) CRD #5502379

David Sweat was a formerly licensed financial advisor/broker with Kalos Capital, Inc. According to David Sweat’s BrokerCheck report, two customer disputes has been filed alleging sales practice violations against David Sweat.

Customer Dispute (11/1/2019): Client invested in seven different alternative products. Client allges negligence and breach of fiduciary duty. This customer dispute is pending and seeks $400,000 in damages.

Customer Dispute (8/22/2019): Claimants allege unsuitable transactions. This customer dispute is pending and seeks $500,000 in damages.

Goodman & Nekvasil, P.A. May Recover Investor Losses

If you lost any money on investments with David Sweat, you may be able to recover your losses. If you lost money on investments with David Sweat and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning David Sweat’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.

Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with David Sweat and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.

Some of the information in this blog post was obtained on 3/2/2020 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.

David Sweat, Financial Advisor, Broker, Fraud, Unsuitable Investment Advice, Investment Fraud, Churning, Misrepresentation and Omission of Material Facts, Elder Fraud, Unauthorized Trading, Theft, Selling Away, Unapproved Outside Business, Nationwide, SEC, David Sweat

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