Mark Andrew Miranda (Mark Miranda) – Customer Dispute Filed Involving Financial Advisor/Broker Mark Miranda | Goodman & Nekvasil P.A. May Recover Investor Losses
Mark Miranda is a currently licensed financial advisor/broker with Spartan Capital Securities, LLC and Network 1 Financial Securities Inc.
According to Mark Miranda’s BrokerCheck Report, a final, consumer-initiated, investment-related arbitration containing allegations of sales practice violations against Mark Miranda resulted in a $203,029 compensatory damages award and an award of $67,000 in attorneys’ fees against one of Mark Miranda ’s current employers, Network 1 Financial Securities Inc.
According to Mark Miranda ’s BrokerCheck report, one customer dispute was filed alleging sales practice violations against Mark Miranda.
Customer Dispute (8/23/2010): Allegations against Mark Miranda are unsuitable transactions, churning, and unauthorized trading. This customer dispute settled for #150,000. Mark Miranda contributed $130,000 towards this settlement.
Goodman & Nekvasil, P.A. May Recover Investor Losses
If you lost any money on investments with Mark Miranda, you may be able to recover your losses. If you lost money on investments with Mark Miranda and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Mark Miranda’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Mark Miranda and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 2/11/2020 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.
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