Jose Maria Del Valle Lecaroz (Jose Del Valle) – Customer Disputes Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Jose Del Valle | Goodman & Nekvasil P.A., May Recover Investor Losses Jose Maria Del Valle Lecaroz (Jose Del Valle) CRD #4321519 Jose Del Valle is a currently licensed financial advisor/broker with National Planning Associates Inc. Jose Del Valle was a …
Joe Marlon Pazmino (Joe Pazmino) – Customer Dispute Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Joe Pazmino
Joe Marlon Pazmino (Joe Pazmino) – Customer Dispute Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Joe Pazmino | Goodman & Nekvasil P.A., May Recover Investor Losses Joe Pazmino (Joe Marlon Pazmino) CRD #3198871 Joe Pazmino is a currently licensed financial advisor/broker with Joseph Gunnar & Co. LLC. Joe Pazmino was a previously licensed financial advisor/broker with Aegis Capital Corp. …
Michael Christopher Venturino (Michael Venturino) – Customer Disputes Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Michael Venturino
Michael Christopher Venturino (Michael Venturino) – Customer Disputes Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Michael Venturino | Goodman & Nekvasil, P.A. May Recover Investor Losses Michael Venturino Venturino (Michael Venturino) CRD #5872439 Michael Venturino is a currently financial advisor/broker with Spartan Capital Securities, LLC. Michael Venturino was a previously registered financial advisor/broker with Trident Partners LTD., Aegis Capital …
Steven Robert Luftschein (Steven Luftschein) – Customer Dispute Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Steven Luftschein
Steven Robert Luftschein (Steven Luftschein) – Customer Dispute Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Steven Luftschein | Goodman & Nekvasil P.A., May Recover Investor Losses Steven Robert Luftschein (Steven Luftschein) CRD #2690117 Steven Luftschein was previously licensed with Joseph Stone Capital L.L.C. and Aegis Capital Corp. According to Steven Luftschein’s BrokerCheck Report, five recent customer disputes have been …
Thomas Edison Kelly Jr. (Thomas Kelly) – Customer Disputes Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Thomas Kelly
Thomas Edison Kelly Jr. (Thomas Kelly) – Customer Disputes Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Thomas Kelly | Goodman & Nekvasil P.A., May Recover Investor Losses Thomas Edison Kelly Jr. (Thomas Kelly) CRD #2877415 Thomas Kelly is a currently licensed financial advisor/broker with Aegis Capital Corp. Thomas Kelly was a previously licensed financial advisor/broker with National Securities Corporation. …
Arismendy Abreu (Aris Abreu) – Customer Dispute Filed Involving Financial Advisor/Broker Aris Abreu
Arismendy Abreu (Aris Abreu) – Customer Dispute Filed Involving Financial Advisor/Broker Aris Abreu | Goodman & Nekvasil P.A. May Recover Investor Losses Arismendy Abreu (Aris Abreu) CRD #5123420 Aris Abreu was a previously licensed financial advisor/broker with Spartan Capital Securities, LLC, Arive Capital Markets, and E.J. Sterling, LLC. According to Aris Abreu’s BrokerCheck report, one customer dispute has been filed …
Joseph Richard Connolly (Joseph Connolly) Financial Advisor/Broker Barred from Securities Industry
Joseph Richard Connolly (Joseph Connolly) Financial Advisor/Broker Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Joseph Richard Connolly (Joseph Connolly) CRD #5896793 Joseph Connolly was a previously licensed financial advisor/broker with Alexander Capital, L.P., First Standard Financial Company LLC, and Joseph Stone Capital LLC. Joseph Connolly was barred from selling securities in Montana in December …
William Nicholas Athas (William Athas) – Customer Dispute Filed Alleging Sales Practice Violations Against Financial Advisor/Broker William Athas
William Nicholas Athas (William Athas) – Customer Dispute Filed Alleging Sales Practice Violations Against Financial Advisor/Broker William Athas | Goodman & Nekvasil P.A., May Recover Investor Losses William Nicholas Athas (William Athas) CRD #3165470 William Athas is a currently licensed financial advisor/broker with Worden Capital Management LLC. William Athas was previously licensed with K.C. Ward Financial, Securities America, Inc., and …
Christopher John Barletta (Christopher Barletta) – Customer Disputes Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Christopher Barletta
Christopher John Barletta (Christopher Barletta) – Customer Disputes Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Christopher Barletta | Goodman & Nekvasil P.A., May Recover Investor Losses Christopher John Barletta (Christopher Barletta) CRD #2690600 Christopher Barletta was a formerly licensed financial advisor/broker with National Securities Corporation and Aegis Capital Corp. According to Christopher Barletta’s BrokerCheck Report, two customer disputes have …
Joseph Francis Valdini (Joseph Valdini) Financial Advisor/Broker Barred from Securities Industry
Joseph Francis Valdini (Joseph Valdini) Financial Advisor/Broker Barred from Securities Industry I Goodman & Nekvasil, P.A. May Recover Investor Losses Joseph Francis Valdini (Joseph Valdini) CRD #5517610 Joseph Valdini was a previously licensed financial advisor with Aegis Capital Corp., Worden Capital Management LLC, and J.D. Nicholas & Associates, Inc. According to FINRA, Joseph Valdini was barred from the securities industry …