Makida Felicia John-Baptiste (Makida Baptiste) – Financial Advisor/Broker Makida Baptiste Discharged from HSBC Securities (USA) Inc. | Goodman & Nekvasil P.A., May Recover Investor Losses Makida Felicia John-Baptiste (Makida Baptiste) Financial Advisor/Broker CRD #5831754  Makida Baptiste was a previously licensed financial advisor/broker with HSBC Securities (USA) Inc. Makida Baptiste is now associated with PFS Investments Inc. According to Makida Baptiste’s …

Lon Charles Faccini Jr. (Lon Faccini) – Customer Dispute Filed Involving Financial Advisor/Broker Lon Faccini | Goodman & Nekvasil P.A. May Recover Investor Losses Lon Charles Faccini Jr. (Lon Faccini) CRD #2736849 Lon Faccini is a currently licensed financial advisor/broker with Arive Capital Markets. Lon Faccini was a previously licensed financial advisor/broker with Cape Securities Inc.  According to Lon Faccini’s …

Kerry Hoffman – Financial Advisor/Broker Kerry Hoffman Resigned from LPL Financial LLC | Goodman & Nekvasil P.A., May Recover Investor Losses Kerry Hoffman Financial Advisor CRD #1061740 Kerry Hoffman is a currently licensed financial advisor with Union Capital Company. Kerry Hoffman was formerly licensed financial advisor with LPL Financial LLC. According to Kerry Hoffman’s BrokerCheck Report: Kerry Hoffman resigned from …

Christopher Vincent Paul (Chris Paul) Financial Advisor/Broker Chris Paul Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Christopher Vincent Paul (Chris Paul) CRD #3226861 Chris Paul was a previously licensed financial advisor with Joseph Stone Capital LLC and Aegis Capital Corp. According to FINRA, Chris Paul was barred from the securities industry indefinitely in November …

Keith Lawton James Connolly (Keith Connolly) – Customer Dispute Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Keith Connolly | Goodman & Nekvasil P.A., May Recover Investor Losses Keith Lawton James Connolly (Keith Connolly) CRD #2667382 Keith Connolly was previously licensed with Aegis Capital Corp. and J.D. Nicholas & Associates, Inc. According to Keith Connolly’s BrokerCheck Report, two recent customer …

Joseph Emproto – Customer Dispute Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Joseph Emproto | Goodman & Nekvasil P.A., May Recover Investor Losses Joseph Emproto CRD #5295986 Joseph Emproto was previously licensed with Aegis Capital Corp. and J.D. Nicholas & Associates, Inc. According to Joseph Emproto’s BrokerCheck Report, two recent customer disputes have been filed alleging sales practice violations …

Anthony Victor Vitolo Jr. (Tony Vitolo) – Customer Dispute Filed Involving Financial Advisor/Broker Tony Vitolo | Goodman & Nekvasil, P.A. May Recover Investor Losses Anthony Victor Vitolo Jr. (Tony Vitolo) CRD #2200442 Tony Vitolo was a formerly licensed financial advisor/broker with Aegis Capital Corp. According to Tony Vitolo’s BrokerCheck report, a customer dispute has been filed alleging sales practice violations …

Indra Ramsahai – Customer Dispute Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Indra Ramsahai | Goodman & Nekvasil P.A., May Recover Investor Losses Indra Ramsahai CRD #1705579 Indra Ramsahai was a formerly licensed financial advisor with Joseph Stone Capital L.L.C. and Principal Securities, Inc. According to Indra Ramsahai’s CRD, two recent customer disputes have been filed alleging sales practice …

Boqian Jin (Barry Jin) Financial Advisor/Broker Barry Jin Barred from Securities Industry I Goodman & Nekvasil, P.A. May Recover Investor Losses Boqian Jin (Barry Jin) CRD #5274970 Barry Jin was a previously licensed financial advisor with Spartan Capital Securities, LLC, Lampert Capital Markets Inc., and Meyers Associates, L.P. According to FINRA, Barry Jin was barred from the securities industry indefinitely …

Rocco James Lavista (Rocco Lavista) – Customer Dispute Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Rocco Lavista | Goodman & Nekvasil P.A., May Recover Investor Losses Rocco James Lavista (Rocco Lavista) CRD #2784573 Rocco Lavista was a formerly licensed financial advisor with Arive Capital Markets, National Securities Corporation, and Aegis Capital Corp. According to Rocco Lavista’s CRD, two customer …