Daniel Josef Derfel (Daniel Derfel) – Customer Dispute Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Daniel Derfel | Goodman & Nekvasil P.A., May Recover Investor Losses Daniel Josef Derfel (Daniel Derfel) CRD #4397012 Daniel Derfel was previously licensed with Aegis Capital Corp. and Rockwell Securities, LLC. According to Daniel Derfel’s BrokerCheck Report, three customer disputes have been filed, alleging …

Robert Emmett Gill (Robert Gill) – Financial Advisor/Broker Robert Gill Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Robert Emmett Gill (Robert Gill) CRD #2715248 Robert Gill was a formerly licensed financial advisor with Chelsea Financial Services and J.P. Turner & Company, LLC. According to Robert Gill’s CRD, Robert Gill was previously fined $5,000 and …

Kishan Parikh (Sean Parikh) – Customer Dispute Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Sean Parikh | Goodman & Nekvasil P.A., May Recover Investor Losses Kishan Parikh (Sean Parikh) CRD #5506554 Sean Parikh was previously licensed with Aegis Capital Corp. According to Sean Parikh’s BrokerCheck Report, one customer dispute has been filed alleging sales practice violations against Sean Parikh. …

Richard Hunt Crockett (Richard Crockett) – Financial Advisor/Broker Richard Crockett Previously Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Richard Hunt Crockett (Richard Crockett) CRD #1209667 Richard Crockett was a previously registered financial advisor with Osprey Partners LLC and R.F Lafferty & Co. Richard Crockett is currently licensed with COVA Capital Partners. According to FINRA, …

James J. Mariani (James Mariani) – Customer Disputes Filed Alleging Sales Practice Violations Against Financial Advisor/Broker James Mariani | Goodman & Nekvasil P.A., May Recover Investor Losses James J. Mariani (James Mariani) CRD #2932631 James Mariani is a currently licensed financial advisor with Aegis Capital Corp. James Mariani was previously licensed with National Securities Corporation. According to James Mariani’s BrokerCheck …

Maria Fan – Financial Advisor/Broker Maria Fan Previously Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Maria Fan CRD #4926890 Maria Fan was a previously registered financial advisor with Wilmington Capital Securities, LLC and Aegis Capital Corp. According to FINRA, Maria Fan was fined $7,500 and suspended from the securities industry for 60 days in …

Jonathan Edward Rago (Jonathan Rago) – Customer Dispute Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Jonathan Rago | Goodman & Nekvasil P.A., May Recover Investor Losses Jonathan Edward Rago (Jonathan Rago) CRD #6132213 Jonathan Rago was a previously licensed financial advisor with Aegis Capital Corp. According to Jonathan Rago’s BrokerCheck Report, a customer disputes have been filed alleging sales …

Kenneth Martin Dlouhy (Kenneth Dlouhy) Financial Advisor/Broker Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Kenneth Martin Dlouhy (Kenneth Dlouhy) CRD #2205015 Kenneth Dlouhy was a previously licensed financial advisor with Cantone Research, Inc. Kenneth Dlouhy was barred from the securities industry in 2016. According to FINRA, Kenneth Dlouhy failed to respond to FINRA’s request …

Raghuram Selvaraju Financial Advisor/Broker Raghuram Selvaraju Previously Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Raghuram Selvaraju CRD #4978539 Raghuram Selvaraju was a previously registered financial advisor with H.C. Wainwright & Co., LLC.  According to FINRA, Raghuram Selvaraju was fined $5,000 and suspended from the securities industry for 30 days in May 2015.   According …