James J. Mariani (James Mariani) – Customer Disputes Filed Alleging Sales Practice Violations Against Financial Advisor/Broker James Mariani | Goodman & Nekvasil P.A., May Recover Investor Losses
James J. Mariani (James Mariani) CRD #2932631
James Mariani is a currently licensed financial advisor with Aegis Capital Corp. James Mariani was previously licensed with National Securities Corporation. According to James Mariani’s BrokerCheck Report, customer disputes have been filed alleging sales practice violations against James Mariani.
Customer Dispute 12/20/18: Allegations include suitability and breach of fiduciary duty. This customer dispute is pending and seeks $467,000 in damages.
Customer Dispute 4/3/18: Claimant alleges unsuitability, breach of fiduciary duty and negligence. This customer dispute was settled for $135,000.
Goodman & Nekvasil P.A. May Recover Investor Losses
If you lost any money on investments with James Mariani, you may be able to recover your losses. If you lost money on investments with James Mariani and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning James Mariani’ conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with James Mariani and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 2/11/2020 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.
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