Raghuram Selvaraju Financial Advisor/Broker Raghuram Selvaraju Previously Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses
Raghuram Selvaraju CRD #4978539
Raghuram Selvaraju was a previously registered financial advisor with H.C. Wainwright & Co., LLC. According to FINRA, Raghuram Selvaraju was fined $5,000 and suspended from the securities industry for 30 days in May 2015.
According to FINRA:
Raghuram Selvaraju consented to the sanctions and to the entry of findings that Raghuram Selvaraju failed to provide prior written notice to Raghuram Selvaraju’s member firm of an outside business activity or of the compensation Raghuram Selvaraju received from it. The findings stated that Raghuram Selvaraju submitted a questionaiire to his firm in which Raghuram Selvaraju inaccurately attested that Raghuram Selvaraju was not engaging in any outside business activities.
Goodman & Nekvasil P.A. May Recover Investor Losses
If you lost money on investments with Raghuram Selvaraju and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Raghuram Selvaraju’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Raghuram Selvaraju and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Raghuram Selvaraju, Unsuitable Investment Advice, Investment Fraud, Churning, Misrepresentation and Omission of Material Facts, Elder Fraud, Unauthorized Trading, Theft, Selling Away, Unapproved Outside Business, Raghuram Selvarju