David Bruce Drucker (David Drucker) Financial Advisor/Broker David Drucker Previously Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses David Drucker CRD #1425062 David Drucker was a previously registered financial advisor with Aegis Capital Corp. According to FINRA, David Drucker was suspended from the securities industry indefinitely in March 2016. According to FINRA: David Drucker consented …
Paul Anthony Posillico (Paul Posillico) – Financial Advisor/Broker Paul Posillico Barred from Securities Industry
Paul Anthony Posillico (Paul Posillico) – Financial Advisor/Broker Paul Posillico Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Paul Posillico CRD #4194630 Paul Posillico was a previously registered financial advisor with Aegis Capital Corp. According to Paul Posillico’s BrokerCheck report, Paul Posillico was barred from the securities industry in June 2015. According to FINRA: …
Malcolm Segal – Financial Advisor/Broker Malcolm Segal Barred from Securities Industry
Malcolm Segal – Financial Advisor/Broker Malcolm Segal Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Malcolm Segal CRD #1723563 Malcolm Segal was a formerly licensed financial advisor with Aegis Capital Corp. According to Malcolm Segal’s BrokerCheck report, Malcolm Segal was barred from the securities industry in November 2014. According to FINRA: Malcolm Segal consented to …
James Larkin Powers (James Powers) – Financial Advisor/Broker James Powers Barred from Securities Industry
James Larkin Powers (James Powers) – Financial Advisor/Broker James Powers Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses James Larkin Powers (James Powers) CRD #2450818 James Larkin Powers (James Powers) was a formerly licensed financial advisor with IFS Securities and Aegis Capital Corp. According to James Powers’ BrokerCheck report, James Powers was barred from the …
Michael Stephen Cohen (Michael Cohen) Financial Advisor/Broker Michael Cohen Previously Suspended from Securities Industry
Michael Stephen Cohen (Michael Cohen) Financial Advisor/Broker Michael Cohen Previously Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Michael Cohen CRD #2239469 Michael Cohen was a previously registered financial advisor with Dinosaur Financial Group LLC, IFS Securities and Aegis Capital Corp. According to FINRA, Michael Cohen was suspended from the securities industry indefinitely in April …
David Khezri: Financial Advisor/Broker David Khezri Previously Suspended from Securities Industry
David Khezri: Financial Advisor/Broker David Khezri Previously Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses David Khezri CRD #2736831 David Khezri is a currently licensed financial advisor with Worden Capital Management LLC. David Khezri was previously licensed with Joseph Stone Capital LLC and Cape Securities Inc. According to David Khezri’s BrokerCheck report, David Khezri was …
Thomas James Renison (Thomas Renison) – Financial Advisor/Broker Barred from Securities Industry
Thomas James Renison (Thomas Renison) – Financial Advisor/Broker Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Thomas David Renison (Thomas Renison) CRD #6039707 Thomas Renison was a formerly licensed financial advisor with Horace Mann Investors, Inc. and Northwestern Mutual Investment Services, LLC. According to Thomas Renison’s BrokerCheck report, Thomas Renison was barred from the securities …
Robert Shaw Graham (Robert Graham) Financial Advisor/Broker Robert Graham Barred by State of Massachusetts
Robert Shaw Graham (Robert Graham) Financial Advisor/Broker Robert Graham Barred by State of Massachusetts | Goodman & Nekvasil, P.A. May Recover Investor Losses Robert Shaw Graham CRD #3126485 Robert Graham is a formerly licensed financial advisor with First Allied Securities, Inc. According to Robert Graham’s BrokerCheck report, Robert Graham was fined $15,000 and barred by the Massachusetts Securities Division in …
Jason C. LaBelle (Jason LaBelle) Financial Advisor/Broker Jason LaBelle Suspended from Securities Industry
Jason C. LaBelle (Jason LaBelle) Financial Advisor/Broker Jason LaBelle Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Jason LaBelle CRD #5654529 Jason LaBelle is a formerly licensed financial advisor with LPL Financial LLC and Commonwealth Financial Network. According to FINRA, Jason LaBelle was suspended from the securities industry for 3 months and was fined $5,000 …
Harold Martin Collins (Marty Collins) Arbitration Claim Filed Involving Financial Advisor Marty Collins
Goodman & Nekvasil P.A. May Recover Investor Losses on Future Income Payments, LLC | Harold Martin Collins (Marty Collins) Arbitration Claim Filed Involving Financial Advisor Marty Collins Harold Martin Collins (Marty Collins) CRD #4366651 Marty Collins was licensed with LPL Financial LLC from 2007 until 2015. Goodman & Nekvasil, P.A. has filed an arbitration claim against LPL Financial LLC, alleging that …