Arismendy Abreu (Aris Abreu) – Customer Dispute Filed Involving Financial Advisor/Broker Aris Abreu | Goodman & Nekvasil P.A. May Recover Investor Losses
Arismendy Abreu (Aris Abreu) CRD #5123420
Aris Abreu was a previously licensed financial advisor/broker with Spartan Capital Securities, LLC, Arive Capital Markets, and E.J. Sterling, LLC.
According to Aris Abreu’s BrokerCheck report, one customer dispute has been filed alleging sales practice violations against Aris Abreu.
Customer Dispute (12/20/2015): Allegations against Aris Abreu are churning, unsuitability fraud, and misrepresentation. The corresponding Client also alleged that Aris Abreu failed to adhere to Aris Abreu’s basic duties when opening, administering, and supervising the Client’s brokerage accounts. This customer dispute is pending and seeks $65,000 in damages.
Goodman & Nekvasil, P.A. May Recover Investor Losses
If you lost any money on investments with Aris Abreu, you may be able to recover your losses. If you lost money on investments with Aris Abreu and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Aris Abreu’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Aris Abreu and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 2/12/2020 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.
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