Lon Charles Faccini Jr. (Lon Faccini) – Customer Dispute Filed Involving Financial Advisor/Broker Lon Faccini | Goodman & Nekvasil P.A. May Recover Investor Losses
Lon Charles Faccini Jr. (Lon Faccini) CRD #2736849
Lon Faccini is a currently licensed financial advisor/broker with Arive Capital Markets. Lon Faccini was a previously licensed financial advisor/broker with Cape Securities Inc.
According to Lon Faccini’s BrokerCheck Report, a final, consumer-initiated, investment-related arbitration containing allegations of sales practice violations against Lon Faccini resulted in a $42,983 compensatory damages award and an award of $14,300 in attorneys’ fees against Lon Faccini’s prior employer, Liberty Partners Financial Services, LLC.
According to Lon Faccini’s BrokerCheck report, two customer disputes have been filed alleging sales practice violations against Lon Faccini.
Customer Dispute (8/13/2019): Allegations against Lon Faccini are excessive trading, unsuitability, and churning. This customer dispute is pending and seeks $307,042 in damages.
Customer Dispute (9/25/2018): Allegations against Lon Faccini are misrepresentation and unsuitability. This customer dispute is pending and seeks $106,000 in damages.
According to Lon Faccini’s Broker-Check Report, three customer disputes alleging sales practice violations against Lon Faccini have been settled. The largest settlement was $37,500.
Goodman & Nekvasil, P.A. May Recover Investor Losses
If you lost any money on investments with Lon Faccini, you may be able to recover your losses. If you lost money on investments with Lon Faccini and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Lon Faccini’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Lon Faccini and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 2/11/2020 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.
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