Jeffrey Eric Goldman (Jeffrey Goldman) – Financial Advisor/Broker Jeffrey Goldman Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Jeffrey Eric Goldman (Jeffrey Goldman) CRD #2128322 Jeffrey Goldman was a formerly licensed financial advisor with T3 Trading Group LLC and JAG Trading LLC. According to Jeffrey Goldman’s BrokerCheck report, Jeffrey Goldman was barred from the securities …

Keith Trevor Rich (Keith Rich) Financial Advisor/Broker Keith Rich Previously Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Keith Rich Financial Advisor/Broker CRD #6272427 Keith Rich is a currently licensed financial advisor with JP Morgan, PFS Investments, Edward Jones and Cambridge Investment Research, Inc. According to FINRA, Keith Rich was suspended from the securities industry …

Antonio Gutierrez Puente (Tony Puente) – Financial Advisor/Broker Tony Puente Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Antonio Gutierrez Puente (Tony Puente) CRD #2695224 Tony Puente was a formerly licensed financial advisor with Valic Financial Advisors, Inc. According to Tony Puente’s BrokerCheck report, Tony Puente was barred from the securities industry in January 2020. …

Jeffery Joseph Kelly (Jeffery Kelly) – Financial Advisor/Broker Jeffery Kelly Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Jeffery Joseph Kelly (Jeffery Kelly) CRD #3223982 Jeffery Kelly was a formerly licensed financial advisor with Ameriprise Financial Services, Inc. According to Jeffery Kelly’s BrokerCheck report, Jeffery Kelly was barred from the securities industry in September 2018. …

Daniel R. Castoriano (Daniel Castoriano) Financial Advisor/Broker Daniel Castoriano Previously Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Daniel Castoriano CRD #4229838 Daniel Castoriano was a formerly licensed financial advisor with LPL Financial LLC and Century Securities Associates, Inc. According to FINRA, Daniel Castoriano was suspended from the securities industry for 20 days and fined …

Thomas S. Martin (Thomas Martin) – Financial Advisor/Broker Thomas Martin Discharged by Edward Jones | Goodman & Nekvasil P.A., May Recover Investor Losses Thomas S. Martin (Thomas Martin) CRD #4500330 Thomas Martin was a previously licensed financial advisor with Edward Jones. Thomas Martin was previously licensed with Edward Jones. According to Thomas Martin’s BrokerCheck Report, a customer dispute was filed …

Daniel Philip Raupp (Daniel Raupp) – Customer Disputes Filed Involving Financial Advisor/Broker Daniel Raupp  | Goodman & Nekvasil, P.A. May Recover Investor Losses Daniel Philip Raupp (Daniel Raupp) CRD #4079107 Daniel Raupp is a licensed financial advisor with Concorde Investment Services, LLC. Daniel Raupp was previously licensed with J.P. Turner & Company, LLC. According to Daniel Raupp’s BrokerCheck report, customer …

Christopher William Neston (Chris Neston) – Customer Disputes Filed Involving Financial Advisor/Broker Chris Neston  | Goodman & Nekvasil, P.A. May Recover Investor Losses Christopher William Neston (Chris Neston) CRD #2741497 Chris Neston is a licensed financial advisor with Ausdal Financial Partners, Inc. According to Chris Neston’s BrokerCheck report, two customer disputes have been filed alleging sales practice violations against Chris …

Kyle Jordan Gardner (Kyle Gardner) – Customer Dispute Filed Involving Financial Advisor/Broker Kyle Gardner  | Goodman & Nekvasil, P.A. May Recover Investor Losses Kyle Gardner CRD #4824288 Kyle Gardner is a licensed financial advisor with SCF Securities, Inc. According to Kyle Gardner’s BrokerCheck report, a customer dispute was filed alleging sales practice violations against Kyle Gardner Customer Dispute 10/11/16: Allegations …

Joseph Gerard Michaletz (Joseph Michaletz) – Customer Disputes Filed Involving Financial Advisor/Broker Joseph Michaletz   Joseph Michaletz CRD #1327534 Joseph Michaletz was a previously licensed financial advisor/broker with Concorde Investment Services, LLC. According to Joseph Michaletz’ BrokerCheck report, two customer disputes have been filed alleging sales practice violations against Joseph Michaletz Customer Dispute 1/8/20: Clients are alleging the investment was an …