Boqian Jin (Barry Jin) Financial Advisor/Broker Barry Jin Barred from Securities Industry I Goodman & Nekvasil, P.A. May Recover Investor Losses
Boqian Jin (Barry Jin) CRD #5274970
Barry Jin was a previously licensed financial advisor with Spartan Capital Securities, LLC, Lampert Capital Markets Inc., and Meyers Associates, L.P. According to FINRA, Barry Jin was barred from the securities industry indefinitely since April 2017. According to the FINRA regulatory complaint, Barry Jin failed to respond to FINRA request for information.
According to Barry Jin’s CRD, Barry Jin was suspended from the securities industry in May 2019 indefinitely or until required payment is made or discharged. According to the FINRA complaint, FINRA alleged that Barry Jin failed to comply with an arbitration award, settlement agreement, or failed to satisfactorily respond to a FINRA request to provide information concerning the status of compliance.
According to Barry Jin’s CRD, among other disputes, two customer disputes were filed alleging sales practice violations against Barry Jin.
Customer Dispute (10/27/2015): Client alleged that Barry Jin effected unauthorized transactions in the account without the Client’s knowledge or consent. This customer dispute settled for $24,250.
Customer Dispute (10/27/2015): Client alleged that Barry Jin effected unauthorized transactions in the account without the Client’s knowledge or consent. This customer dispute settled for $20,000.
Goodman & Nekvasil P.A. May Recover Investor Losses
If you lost money on investments with Barry Jin and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Barry Jin’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Barry Jin and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 2/4/2020 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.
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