Robert Emmett Gill (Robert Gill) – Financial Advisor/Broker Robert Gill Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses
Robert Emmett Gill (Robert Gill) CRD #2715248
Robert Gill was a formerly licensed financial advisor with Chelsea Financial Services and J.P. Turner & Company, LLC. According to Robert Gill’s CRD, Robert Gill was previously fined $5,000 and suspended from the securities industry for one month in October 2015.
According to FINRA Allegations:
Robert Gill consented to the sanctions and to the entry of findings that he never sought or received approval from his member firm for a $100,000 loan he received from a customer. The findings stated that the Firm’s written supervisory procedures (WSPS) prohibited its representatives from borrowing funds from customers.
According to FINRA, Robert Gill was permitted to resign from J.P. Turner & Company, LLC in October 2013 after being accused of violating the Firm’s policy by borrowing money from a client without prior approval from the firm.
According to Robert Gill’s CRD, among other customer disputes, one customer dispute was filed alleging sales practice violations against Robert Gill.
Customer Dispute (10/16/2013): Allegations against Robert Gill are unsuitable investments, churning, negligence, misrepresentation, and breach of fiduciary duty. This case settled for $700,000. Robert Gill contributed $50,000 towards this settlement.
Goodman & Nekvasil, P.A. May Recover Investor Losses with Robert Gill
If you lost any money on investments with Robert Gill or loans to Robert Gill, you may be able to recover your losses. If you lost money on investments with Robert Gill and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Robert Gill’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Robert Gill or on loans to Robert Gill and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 2/10/2020 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.
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