Kerry Hoffman – Financial Advisor/Broker Kerry Hoffman Resigned from LPL Financial LLC | Goodman & Nekvasil P.A., May Recover Investor Losses
Kerry Hoffman Financial Advisor CRD #1061740
Kerry Hoffman is a currently licensed financial advisor with Union Capital Company. Kerry Hoffman was formerly licensed financial advisor with LPL Financial LLC.
According to Kerry Hoffman’s BrokerCheck Report:
Kerry Hoffman resigned from LPL Financial LLC in January 2018. According to Kerry Hoffman’s BrokerCheck report, Kerry Hoffman allegedly held a private investment and executed an agreement to act as a Consultant to a company without disclosing or obtaining prior approval from LPL. Kerry Hoffman also allegedly assisted some family members and a few clients with making investments in same company.
Six customer disputes alleging sales practice violations against Kerry Hoffman are currently pending. Three of these customer disputes allege damages of $550,000, $420,000 and $320,000.
Goodman & Nekvasil, P.A. May Recover Investor Losses
If you lost money on investments with Kerry Hoffman and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against concerning Kerry Hoffman’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Kerry Hoffman and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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