William Nicholas Athas (William Athas) – Customer Dispute Filed Alleging Sales Practice Violations Against Financial Advisor/Broker William Athas | Goodman & Nekvasil P.A., May Recover Investor Losses
William Nicholas Athas (William Athas) CRD #3165470
William Athas is a currently licensed financial advisor/broker with Worden Capital Management LLC. William Athas was previously licensed with K.C. Ward Financial, Securities America, Inc., and Dalton Strategic Investment Services Inc. According to William Athas’s BrokerCheck Report, one recent customer dispute has been filed alleging sales practice violations against William Athas.
Customer Dispute (1/30/2017): Allegations against William Athas include unsuitable investments, breach of contract, breach of fiduciary duty, misrepresentations and omissions, churning, and excessive trading. This customer dispute settled for $95,000. William Athas contributed $45,000 towards this settlement.
William Athas’s Broker-Check report also reports that five other customer disputes alleging sales practice violations against William Athas have been settled. The largest settlement was $40,000, with William Athas paying the entire settlement.
Goodman & Nekvasil P.A. May Recover Investor Losses
If you lost any money on investments with William Athas, you may be able to recover your losses. If you lost money on investments with William Athas and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning William Athas’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with William Athas and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 2/12/2020 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.
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