Christopher Vincent Paul (Chris Paul) Financial Advisor/Broker Chris Paul Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses
Christopher Vincent Paul (Chris Paul) CRD #3226861
Chris Paul was a previously licensed financial advisor with Joseph Stone Capital LLC and Aegis Capital Corp. According to FINRA, Chris Paul was barred from the securities industry indefinitely in November 2016. According to the FINRA regulatory complaint, Chris Paul failed to respond to FINRA’s request for information.
According to Chris Paul’s BrokerCheck report, Chris Paul was permitted to reign from Aegis Capital Corp in January 2014. Aegis Capital Corp reported that Chris Paul was permitted to resign after receiving customer complaints, which are disclosed on Chris Paul’s U5 form.
According to Chris Paul’s BrokerCheck report, among other disputes, two customer disputes were filed alleging sales practice violations against Chris Paul.
Goodman & Nekvasil P.A. May Recover Investor Losses
If you lost money on investments with Chris Paul and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Chris Paul’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Chris Paul and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 1/21/2020 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.
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