Dominick Joseph Diorio Jr (Dominick Diorio) – Customer Disputes Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Dominick Diorio | Goodman & Nekvasil P.A., May Recover Investor Losses
Dominick Joseph Diorio Jr (Dominick Diorio) CRD #2447817
Dominick Diorio is a currently licensed financial advisor/broker with Aegis Capital Corp. According to Dominick Diorio’s BrokerCheck Report, two customer disputes have been filed alleging sales practice violations against Dominick Diorio.
Customer Dispute (2/12/2018): Allegations against Dominick Diorio are unauthorized trading and unsuitable investment recommendations. This customer dispute settled for $243,375.60.
Customer Dispute (9/29/2017): Client alleged that Dominick Diorio engaged in an unsuitable investment strategy. This customer dispute settled for $837,500. The product type at issue related to a real estate security and other alternative investments.
Goodman & Nekvasil P.A. May Recover Investor Losses
If you lost any money on investments with Dominick Diorio, you may be able to recover your losses. If you lost money on investments with Dominick Diorio and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Dominick Diorio’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Dominick Diorio and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 2/14/2020 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.
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