Robert Juan Escobio (Robert Escobio) Financial Advisor, Broker Robert Escobio Named in FINRA Complaint | Goodman & Nekvasil, P.A. May Recover Investor Losses Robert Juan Escobio (Robert Escobio) CRD #703813 According to Robert Escobio’s BrokerCheck Report: Robert Escobio was a previously licensed financial advisor/broker with Southern Trust Securities, Inc. from 2000 to 2017. According to FINRA: Robert Escobio was named …

Mark Allen Zeller (Mark Zeller) – Customer Dispute Filed Involving Financial Advisor/Broker Mark Zeller | Goodman & Nekvasil P.A. May Recover Investor Losses Mark Allen Zeller (Mark Zeller) CRD #2263684 Mark Zeller is a currently licensed financial advisor with UBS Financial Services, Inc. According to Mark Zeller’s BrokerCheck report, a customer dispute has been filed alleging sales practice violations against …

Dean Harrison Grant – Financial Advisor/Broker Dean Grant Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Dean Harrison Grant (Dean Grant), CRD #1945209 Dean Grant was a licensed financial advisor/broker with M Holdings Securities, Inc. from 2014 to 2019. According to the State of Georgia, Dean Grant is the founder and managing partner of GFG …

Randy T. Carpen (Randy Carpen) Financial Advisor/Broker Randy Carpen Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Randy T. Carpen (Randy Carpen) CRD #2469877 According to Randy Carpen’s BrokerCheck Report: Randy Carpen was a previously licensed financial advisor/broker with Vestech Securities, Inc., IBN Financial Services, Inc. and Freedom Investors Corp. According to FINRA: Randy Carpen …

Kerry Dean Wills (Kerry Wills) – Financial Advisor/Broker Kerry Wills Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Kerry Dean Wills (Kerry Wills) CRD #1353739 Kerry Wills has been a registered financial advisor with First Western Securities, Inc. since 2009. According to FINRA, Kerry Wills was suspended from the securities industry for six months in …

Andrew Joseph Fairchild (Andrew Fairchild) – Financial Advisor/Broker Andrew Fairchild Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Andrew Joseph Fairchild (Andrew Fairchild) CRD #1959274 Andrew Fairchild was a previously registered financial advisor with Newbridge Securities Corporation, Kovack Securities and Investacorp, Inc. According to FINRA, Andrew Fairchild was fined $7,500 and suspended from the securities …

Charles Jonathan Evan (Charles Evan) Financial Advisor/Broker Charles Evan Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Charles Jonathan Evan (Charles Evan) CRD #836083 According to Charles Evan’s BrokerCheck Report: Charles Evan was a previously licensed financial advisor/broker with New England Securities. According to FINRA: Charles Evan consented to the sanction and to the entry …

Steven Douglas Schisler (Steven Schisler) Financial Advisor, Broker Steven Schisler Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Steven Douglas Schisler (Steven Schisler) CRD #2367961 According to Steven Schisler’s BrokerCheck Report: Steven Schisler was a previously licensed financial advisor/broker with IFS Securities. According to FINRA: On June 13, 2019, FINRA made a preliminary determination to …

Eric Hugh Credle (Eric Credle) Financial Advisor, Broker Eric Credle Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Eric Hugh Credle (Eric Credle) CRD #6955662 According to Eric Credle’s BrokerCheck Report: Eric Credle was a previously licensed financial advisor/broker with Pruco Securities, LLC. Pruco Securities LLC reported to FINRA that Eric Credle allegedly did not …

Enrique Lopez (Rick Lopez) – Customer Disputes Filed Involving Financial Advisor/Broker Rick Lopez | Goodman & Nekvasil P.A. May Recover Investor Losses Enrique Lopez (Rick Lopez) CRD #2209385 Rick Lopez is a currently licensed financial advisor with Arkadios Capital.  Rick Lopez was previously licensed with LPL Financial LLC. According to Rick Lopez’ BrokerCheck report, two customer disputes have been recently …