Enrique Lopez (Rick Lopez) – Customer Disputes Filed Involving Financial Advisor/Broker Rick Lopez | Goodman & Nekvasil P.A. May Recover Investor Losses
Enrique Lopez (Rick Lopez) CRD #2209385
Rick Lopez is a currently licensed financial advisor with Arkadios Capital. Rick Lopez was previously licensed with LPL Financial LLC.
According to Rick Lopez’ BrokerCheck report, two customer disputes have been recently filed alleging sales practice violations against Rick Lopez.
Customer Dispute 1/3/20: Claimant alleges unsuitable investment recommendations. This customer dispute is pending.
Customer Dispute 6/10/19: Allegations include that Rick Lopez misrepresented and recommended unsuitable, concentrated investments in speculative real estate investment trusts. Customers also allege that Rick Lopez recommended an unsuitable annuity switch.
Goodman & Nekvasil, P.A. May Recover Investor Losses
If you lost any money on investments with Rick Lopez, you may be able to recover your losses. If you lost money on investments with Rick Lopez and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Rick Lopez’ conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Rick Lopez and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 3/13/2020 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.
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