Robert Juan Escobio (Robert Escobio) Financial Advisor, Broker Robert Escobio Named in FINRA Complaint

Robert Juan Escobio (Robert Escobio) Financial Advisor, Broker Robert Escobio Named in FINRA Complaint | Goodman & Nekvasil, P.A. May Recover Investor Losses

Robert Juan Escobio (Robert Escobio) CRD #703813

According to Robert Escobio’s BrokerCheck Report:

Robert Escobio was a previously licensed financial advisor/broker with Southern Trust Securities, Inc. from 2000 to 2017.

According to FINRA:

Robert Escobio was named a respondent in a FINRA complaint alleging that Robert Escobio has repeatedly failed to provide information and documents requested by FINRA in an investigation involving whether Robert Escobio continued to associate with a FINRA member firm while he was statutorily disqualified, after the NAC denied the MC-400 application. The complaint alleges that Robert Escobio failed to appear and provide sworn testimony to FINRA Staff on five separate occasions, as requested.

Goodman & Nekvasil P.A. May Recover Investor Losses

If you lost money on investments with Robert Escobio and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Robert Escobio’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Robert Escobio and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.

Some of the information in this blog post was obtained on 3/17/2020 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.

Robert Juan Escobio, Robert Escobio, Financial Advisor, Broker, Unsuitable Investment Advice, Investment Fraud, Churning, Misrepresentation and Omission of Material Facts, Elder Fraud, Unauthorized Trading, Theft, Selling Away, Unapproved Outside Business, Nationwide, SEC, Financial Advisor, Broker, Robert Juan Escobio, Robert Escobio

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