Joseph Emproto – Customer Dispute Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Joseph Emproto | Goodman & Nekvasil P.A., May Recover Investor Losses Joseph Emproto CRD #5295986 Joseph Emproto was previously licensed with Aegis Capital Corp. and J.D. Nicholas & Associates, Inc. According to Joseph Emproto’s BrokerCheck Report, two recent customer disputes have been filed alleging sales practice violations …

Anthony Victor Vitolo Jr. (Tony Vitolo) – Customer Dispute Filed Involving Financial Advisor/Broker Tony Vitolo | Goodman & Nekvasil, P.A. May Recover Investor Losses Anthony Victor Vitolo Jr. (Tony Vitolo) CRD #2200442 Tony Vitolo was a formerly licensed financial advisor/broker with Aegis Capital Corp. According to Tony Vitolo’s BrokerCheck report, a customer dispute has been filed alleging sales practice violations …

Indra Ramsahai – Customer Dispute Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Indra Ramsahai | Goodman & Nekvasil P.A., May Recover Investor Losses Indra Ramsahai CRD #1705579 Indra Ramsahai was a formerly licensed financial advisor with Joseph Stone Capital L.L.C. and Principal Securities, Inc. According to Indra Ramsahai’s CRD, two recent customer disputes have been filed alleging sales practice …

Boqian Jin (Barry Jin) Financial Advisor/Broker Barry Jin Barred from Securities Industry I Goodman & Nekvasil, P.A. May Recover Investor Losses Boqian Jin (Barry Jin) CRD #5274970 Barry Jin was a previously licensed financial advisor with Spartan Capital Securities, LLC, Lampert Capital Markets Inc., and Meyers Associates, L.P. According to FINRA, Barry Jin was barred from the securities industry indefinitely …

Rocco James Lavista (Rocco Lavista) – Customer Dispute Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Rocco Lavista | Goodman & Nekvasil P.A., May Recover Investor Losses Rocco James Lavista (Rocco Lavista) CRD #2784573 Rocco Lavista was a formerly licensed financial advisor with Arive Capital Markets, National Securities Corporation, and Aegis Capital Corp. According to Rocco Lavista’s CRD, two customer …

Daniel Josef Derfel (Daniel Derfel) – Customer Dispute Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Daniel Derfel | Goodman & Nekvasil P.A., May Recover Investor Losses Daniel Josef Derfel (Daniel Derfel) CRD #4397012 Daniel Derfel was previously licensed with Aegis Capital Corp. and Rockwell Securities, LLC. According to Daniel Derfel’s BrokerCheck Report, three customer disputes have been filed, alleging …

Robert Emmett Gill (Robert Gill) – Financial Advisor/Broker Robert Gill Suspended from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses Robert Emmett Gill (Robert Gill) CRD #2715248 Robert Gill was a formerly licensed financial advisor with Chelsea Financial Services and J.P. Turner & Company, LLC. According to Robert Gill’s CRD, Robert Gill was previously fined $5,000 and …

Kishan Parikh (Sean Parikh) – Customer Dispute Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Sean Parikh | Goodman & Nekvasil P.A., May Recover Investor Losses Kishan Parikh (Sean Parikh) CRD #5506554 Sean Parikh was previously licensed with Aegis Capital Corp. According to Sean Parikh’s BrokerCheck Report, one customer dispute has been filed alleging sales practice violations against Sean Parikh. …

Richard Hunt Crockett (Richard Crockett) – Financial Advisor/Broker Richard Crockett Previously Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Richard Hunt Crockett (Richard Crockett) CRD #1209667 Richard Crockett was a previously registered financial advisor with Osprey Partners LLC and R.F Lafferty & Co. Richard Crockett is currently licensed with COVA Capital Partners. According to FINRA, …

James J. Mariani (James Mariani) – Customer Disputes Filed Alleging Sales Practice Violations Against Financial Advisor/Broker James Mariani | Goodman & Nekvasil P.A., May Recover Investor Losses James J. Mariani (James Mariani) CRD #2932631 James Mariani is a currently licensed financial advisor with Aegis Capital Corp. James Mariani was previously licensed with National Securities Corporation. According to James Mariani’s BrokerCheck …