Mason Wayne Gann (Mason Gann) – Financial Advisor/Broker Mason Gann Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Mason Wayne Gann (Mason Gann) CRD #4030936 Mason Gann was a previously licensed financial advisor/broker with Berthel, Fisher & Company Financial Services. According to FINRA, Mason Gann was suspended from the securities industry for three months in …

Todays Growth Consultant Inc. dba The Income Store – SEC Files Complaint | Goodman & Nekvasil P.A. May Recover Investor Losses According to the SEC Allegations From at least January 2017 through October 2019, Today’s Growth Consultant Inc. and Kenneth Courtright have raised at least $75 million from more than 500 investors who executed “Consulting Performance Agreements”, in which TGC …

American Beef Operations, LLC – State of Washington Files Consent Order | Goodman & Nekvasil P.A. May Recover Investor Losses According to the State of Washington: American Beef Operations, LLC (“ABO”) is a Washington entity formed on September 25, 2015 with its principal place of business in Mercer Island, Washington. Anthony Garwood was the Chief Executive Officer of ABO from …

Energy Sources International Corporation and Xact Holdings Corporation – SEC Files Complaint | Goodman & Nekvasil P.A. May Recover Investor Losses According to the SEC Complaint: This matter involves an offering fraud orchestrated by Donald G. Blakstad in which Donald Blakstad raised approximately $3.544 million from at least 14 investors through the fraudulent offer and sale of securities in three …

Caleb Austin Jamison (Caleb Jamison) – Financial Advisor/Broker Caleb Jamison Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Caleb Austin Jamison (Caleb Jamison) CRD #5645954 Caleb Jamison was a previously licensed financial advisor/broker with MML Investors Services, LLC. According to FINRA, Caleb Jamison was suspended from the securities industry for 30 days and fined $7,500 …

Quincy DeEarl Caldwell (Quincy Caldwell) – Financial Advisor/Broker Quincy Caldwell Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Quincy DeEarl Caldwell (Quincy Caldwell) CRD #5583424 Quincy Caldwell was a previously licensed financial advisor/broker with Planmember Securities Corporation. According to FINRA, Quincy Caldwell and suspended from the securities industry for three months and fined $5,000 in …

William Blake McGowan (Blake McGowan) – Financial Advisor/Broker Blake McGowan Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses William Blake McGowan (Blake McGowan) CRD #6385231 Blake McGowan is a previously licensed financial advisor/broker with MML Investors Services, LLC. According to FINRA, Blake McGowan and suspended from the securities industry for 30 days and fined $7,500 …

William David Frier (Dave Frier) – Customer Dispute Filed Involving Financial Advisor/Broker Dave Frier | Goodman & Nekvasil P.A. May Recover Investor Losses William David Frier (Dave Frier) CRD #1029781 Dave Frier was a previously licensed financial advisor with Parkland Securities, LLC. According to Dave Frier’s BrokerCheck report, a customer dispute has been filed alleging sales practice violations against Dave …

Peter Douglas Monson (Peter Monson) – Financial Advisor/Broker Peter Monson Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Peter Douglas Monson (Peter Monson) CRD #2203309 Peter Monson is a currently licensed financial advisor/broker with Van Clemens & Co. Incorporated. According to FINRA, Peter Monson was fined $7,500 and suspended from the securities industry for six …