Arismendy Abreu (Aris Abreu) – Customer Dispute Filed Involving Financial Advisor/Broker Aris Abreu | Goodman & Nekvasil P.A. May Recover Investor Losses Arismendy Abreu (Aris Abreu) CRD #5123420 Aris Abreu was a previously licensed financial advisor/broker with Spartan Capital Securities, LLC, Arive Capital Markets, and E.J. Sterling, LLC. According to Aris Abreu’s BrokerCheck report, one customer dispute has been filed …

Joseph Richard Connolly (Joseph Connolly) Financial Advisor/Broker Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Joseph Richard Connolly (Joseph Connolly) CRD #5896793 Joseph Connolly was a previously licensed financial advisor/broker with Alexander Capital, L.P., First Standard Financial Company LLC, and Joseph Stone Capital LLC. Joseph Connolly was barred from selling securities in Montana in December …

William Nicholas Athas (William Athas) – Customer Dispute Filed Alleging Sales Practice Violations Against Financial Advisor/Broker William Athas | Goodman & Nekvasil P.A., May Recover Investor Losses William Nicholas Athas (William Athas) CRD #3165470 William Athas is a currently licensed financial advisor/broker with Worden Capital Management LLC. William Athas was previously licensed with K.C. Ward Financial, Securities America, Inc., and …

Christopher John Barletta (Christopher Barletta) – Customer Disputes Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Christopher Barletta | Goodman & Nekvasil P.A., May Recover Investor Losses Christopher John Barletta (Christopher Barletta) CRD #2690600 Christopher Barletta was a formerly licensed financial advisor/broker with National Securities Corporation and Aegis Capital Corp. According to Christopher Barletta’s BrokerCheck Report, two customer disputes have …

Joseph Francis Valdini (Joseph Valdini) Financial Advisor/Broker Barred from Securities Industry I Goodman & Nekvasil, P.A. May Recover Investor Losses Joseph Francis Valdini (Joseph Valdini) CRD #5517610 Joseph Valdini was a previously licensed financial advisor with Aegis Capital Corp., Worden Capital Management LLC, and J.D. Nicholas & Associates, Inc.  According to FINRA, Joseph Valdini was barred from the securities industry …

Makida Felicia John-Baptiste (Makida Baptiste) – Financial Advisor/Broker Makida Baptiste Discharged from HSBC Securities (USA) Inc. | Goodman & Nekvasil P.A., May Recover Investor Losses Makida Felicia John-Baptiste (Makida Baptiste) Financial Advisor/Broker CRD #5831754  Makida Baptiste was a previously licensed financial advisor/broker with HSBC Securities (USA) Inc. Makida Baptiste is now associated with PFS Investments Inc. According to Makida Baptiste’s …

Lon Charles Faccini Jr. (Lon Faccini) – Customer Dispute Filed Involving Financial Advisor/Broker Lon Faccini | Goodman & Nekvasil P.A. May Recover Investor Losses Lon Charles Faccini Jr. (Lon Faccini) CRD #2736849 Lon Faccini is a currently licensed financial advisor/broker with Arive Capital Markets. Lon Faccini was a previously licensed financial advisor/broker with Cape Securities Inc.  According to Lon Faccini’s …

Kerry Hoffman – Financial Advisor/Broker Kerry Hoffman Resigned from LPL Financial LLC | Goodman & Nekvasil P.A., May Recover Investor Losses Kerry Hoffman Financial Advisor CRD #1061740 Kerry Hoffman is a currently licensed financial advisor with Union Capital Company. Kerry Hoffman was formerly licensed financial advisor with LPL Financial LLC. According to Kerry Hoffman’s BrokerCheck Report: Kerry Hoffman resigned from …

Christopher Vincent Paul (Chris Paul) Financial Advisor/Broker Chris Paul Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Christopher Vincent Paul (Chris Paul) CRD #3226861 Chris Paul was a previously licensed financial advisor with Joseph Stone Capital LLC and Aegis Capital Corp. According to FINRA, Chris Paul was barred from the securities industry indefinitely in November …

Keith Lawton James Connolly (Keith Connolly) – Customer Dispute Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Keith Connolly | Goodman & Nekvasil P.A., May Recover Investor Losses Keith Lawton James Connolly (Keith Connolly) CRD #2667382 Keith Connolly was previously licensed with Aegis Capital Corp. and J.D. Nicholas & Associates, Inc. According to Keith Connolly’s BrokerCheck Report, two recent customer …