Charles Henry Postel (Chuck Postel) – Financial Advisor/Broker Chuck Postel Suspended from Securities Industry

Charles Henry Postel (Chuck Postel) – Financial Advisor/Broker Chuck Postel Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Charles Henry Postel (Chuck Postel) CRD #1478786 Charles Henry Postel (Chuck Postel) was a previously licensed financial advisor/broker with Sifel, Nicolaus & Company, Incorporated. According to FINRA, Chuck Postel was fined $5,000 and suspended from the securities …

Jeffrey Allan Broten (Jeffrey Broten) Financial Advisor/Broker Jeffrey Broten Sanctioned by State of New Jersey

Jeffrey Allan Broten (Jeffrey Broten) Financial Advisor/Broker Jeffrey Broten Sanctioned by State of New Jersey | Goodman & Nekvasil, P.A. May Recover Investor Losses Jeffrey Allan Broten (Jeffrey Broten) CRD #1006678 According to Jeffrey Broten’s BrokerCheck Report: Jeffrey Broten was a previously licensed financial advisor/broker with Newbridge Securities Corporation, First Standard Financial Company LLC and National Securities Corporation. According to …

Brian Keith Decker (Brian Decker) Financial Advisor/Broker Brian Decker Barred from Securities Indsutry

Brian Keith Decker (Brian Decker) Financial Advisor/Broker Brian Decker Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Brian Keith Decker (Brian Decker) CRD #4565524 According to Brian Decker’s BrokerCheck Report: Brian Decker was a previously licensed financial advisor/broker with Worden Capital Management LLC. According to FINRA: Brian Decker consented to the sanctions and to the …

McDermott International, Inc. Alert: McDermott International, Inc. Bankruptcy

McDermott International, Inc. Alert: McDermott International, Inc. Bankruptcy | Goodman & Nekvasil, P.A., May Recover Investor Losses Goodman & Nekvasil, P.A., a Clearwater, Florida, law firm with a national practice representing victimized investors, continues to investigate brokerage firms that placed elderly retirees and other conservative investors in high-risk investments, including McDermott International, Inc.      Even though high yield or junk …

Kinetic Investment Group, LLC – SEC Files Complaint

Kinetic Investment Group, LLC – SEC Files Complaint | Goodman & Nekvasil P.A. May Recover Investor Losses According to the SEC:   Since at least 2013, Kinetic Investment Group, LLC (“Kinetic Group”) and Michael Scott Williams (“Williams”) (collectively, “Defendants”) have raised at least $39 million from at least 30 investors in an unregistered fraudulent securities offering. Defendants solicited investors to …

Lila Stokkeland – Financial Advisor/Broker Lila Stokkeland Suspended from Securities Industry

Lila Stokkeland – Financial Advisor/Broker Lila Stokkeland Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Aka Lila Knauss, Lila Miller and Lila Schafer Lila Stokkeland CRD #2872259 Lila Stokkeland was a previously licensed financial advisor/broker with Mutual of Omaha Investor Services, Inc. According to FINRA, Lila Stokkeland was suspended from the securities industry for three …

Network Trade, LLC – State of Arkansas Requests Cease and Desist Order | Goodman & Nekvasil P.A. May Recover Investor Losses

Network Trade, LLC – State of Arkansas Requests Cease and Desist Order | Goodman & Nekvasil P.A. May Recover Investor Losses According to the State of Arkansas:   Network Trade is a Wyoming corporation with its principal place of business located at 3607 Lancewood Way, Fallbrook, CA 92028. Network Trade has never been registered with the Arkansas Securities Department in …

Kevin Kimball Meadows (Kevin Meadows) – Financial Advisor/Broker Kevin Meadows Suspended from Securities Industry

Kevin Kimball Meadows (Kevin Meadows) – Financial Advisor/Broker Kevin Meadows Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Kevin Kimball Meadows (Kevin Meadows) CRD #2878889 Kevin Meadows was a previously licensed financial advisor/broker with IBN Financial Services, Inc., Lombard Securities Inc. and Cape Securities, Inc. According to FINRA, Kevin Meadows was suspended from the securities …

Renewable Technologies Solution, SMRB, LLC and Green Acres Pharms, LLC – SEC Charges with Fraud

Renewable Technologies Solution, SMRB, LLC and Green Acres Pharms, LLC – SEC Charges with Fraud | Goodman & Nekvasil P.A. May Recover Investor Losses According to the SEC Complaint: The Securities and Exchange Commission today charged Guy S. Griffithe and Robert W. Russell, and three companies they controlled: Renewable Technologies Solution, Inc., Green Acres Pharms, LLC and SMRB, LLC for …

James Blake Daughtry (James Daughtry) Financial Advisor/Broker James Daughtry Barred from Securities Industry

James Daughtry a/k/a James Blake Daughtry Financial Advisor/Broker Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses James Blake Daughtry (James Daughtry) CRD #3272282 James Daughtry a/k/a James Blake Daughtry was a previously licensed financial advisor/broker with Kestra Investment Services, LLC. FINRA reports that James Daughtry was barred from the securities industry in March 2020. According …