William David Frier (Dave Frier) – Customer Dispute Filed Involving Financial Advisor/Broker Dave Frier | Goodman & Nekvasil P.A. May Recover Investor Losses
William David Frier (Dave Frier) CRD #1029781
Dave Frier was a previously licensed financial advisor with Parkland Securities, LLC.
According to Dave Frier’s BrokerCheck report, a customer dispute has been filed alleging sales practice violations against Dave Frier.
Customer Dispute (9/20/2019): Customers, a couple, questioned losses in jointly-managed account between Jan. 1, 2018 – Dec. 31, 2018. Losses allegedly were due to investments in leveraged ETF’s for a portion of portfolio.
Goodman & Nekvasil, P.A. May Recover Investor Losses
If you lost any money on investments with Dave Frier, you may be able to recover your losses. If you lost money on investments with Moe Azizi and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Moe Azizi’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Dave Frier and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 3/17/2020 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.
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