Ronald Walter Hannes (Ron Hannes) – Financial Advisor/Broker Ron Hannes Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Ronald Walter Hannes (Ron Hannes) CRD #1462241 Ron Hannes was a registered financial advisor with Woodbury Financial Services, Inc.  before being barred from the securities industry. According to FINRA, Ron Hannes was barred from the securities industry …

David Gray Dalton (David Dalton) – Financial Advisor, Broker David Gray Dalton Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses David Gray Dalton (David Dalton) CRD #2418235 David Dalton was a registered financial advisor with Moors & Cabot, Inc. before being suspended. According to FINRA, David Dalton was fined $7,500 and will be suspended from …

David Francis Dalton (David Dalton) – Financial Advisor, Broker David Dalton Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses David Francis Dalton (David Dalton) CRD #60216 David Dalton was a registered financial advisor with Moors & Cabot, Inc.  before being suspended. According to FINRA, David Dalton was fined $7,500 and will be suspended from the …

John Raymond Lisowski (John Lisowski) – Customer Disputes Filed Involving Financial Advisor/Broker John Lisowski | Goodman & Nekvasil P.A. May Recover Investor Losses John Raymond Lisowski (John Lisowski) CRD #1011572 John Lisowski is a currently licensed financial advisor with Stifel, Nicolaus & Company, Incorporated. According to John Lisowski’s BrokerCheck report, a customer dispute alleging sales practice violations against John Lisowski …

Terrence Edward Bonk (Terrence Bonk) – Financial Advisor/Broker Terrence Bonk Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Terrence Edward Bonk (Terrence Bonk) CRD #1011846 Terrence Bonk was a previously licensed financial advisor with Feltl & Company and RBC Capital Markets, LLC. According to FINRA, Terrence Bonk was fined $10,000 and suspended from the securities …

John Clifford Park (John Park) Financial Advisor, Broker John Park Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses John Clifford Park (John Park) CRD #5864589 According to John Park’s BrokerCheck Report: John Park was a previously licensed financial advisor/broker with FBL Marketing Services LLC from 2011 until John Park was discharged in 2019 for allegedly …

Raymond Alexander Thomas (Ray Thomas) Financial Advisor, Broker Ray Thomas Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Raymond Alexander Thomas (Ray Thomas) CRD #1675282 According to Ray Thomas’ BrokerCheck Report: Ray Thomas was a previously licensed financial advisor/broker with Network 1 Financial Securities, Inc. from 2014 until Ray Thomas was discharged in 2018 for …

Travis Justin Lippmann (Travis Lippmann) – Customer Disputes Filed Involving Financial Advisor/Broker Travis Lippmann | Goodman & Nekvasil P.A. May Recover Investor Losses Travis Justin Lippmann (Travis Lippmann) CRD #5908823 Travis Lippmann is a currently licensed financial advisor with Joseph Stone Capital LLC. Travis Lippmann was previously licensed with Newbridge Securities Corporation, Maxim Group LLC and Dawson James Securities, Inc. …

Robert S. Jamison (Robert Jamison), Financial Advisor/Broker Robert Jamison Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses on First Nationle Robert S. Jamison (Robert Jamison) CRD #5793591 Robert Jamison was a previously licensed financial advisor with PNC Investments, Independent Financial Group, LLC and IFS Securities and Pruco Securities, LLC. According to FINRA: Robert Jamison was barred …

Jeremy Seth Rosen (Jeremy Rosen) – Customer Disputes Filed Involving Financial Advisor/Broker Jeremy Rosen | Goodman & Nekvasil P.A. May Recover Investor Losses Jeremy Seth Rosen (Jeremy Rosen) CRD #5513416 Jeremy Rosen is a currently licensed financial advisor with Nationwide Planning Associates, Inc. Jeremy Rosen was previously licensed with Berthel, Fisher & Company Financial Services. According to Jeremy Rosen’s BrokerCheck …