John Raymond Lisowski (John Lisowski) – Customer Disputes Filed Involving Financial Advisor/Broker John Lisowski | Goodman & Nekvasil P.A. May Recover Investor Losses
John Raymond Lisowski (John Lisowski) CRD #1011572
John Lisowski is a currently licensed financial advisor with Stifel, Nicolaus & Company, Incorporated.
According to John Lisowski’s BrokerCheck report, a customer dispute alleging sales practice violations against John Lisowski has been filed.
Customer Dispute 9/17/18: Customer alleges that John Lisowski mishandled customer’s account through unsuitable, unauthorized, and excessive trading. After considering the pleadings and the testimony and evidence presented at the hearing, the Arbitration Panel decided in full and final resolution of the issues submitted for determination as follows: John Lisowski and Stifel, Nicolaus & Company, Inc. are jointly and severally liable for and shall pay to Claimant the sum of $500,000.00 in compensatory damages.
Goodman & Nekvasil, P.A. May Recover Investor Losses
If you lost any money on investments with John Lisowski, you may be able to recover your losses. If you lost money on investments with John Lisowski and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning John Lisowski’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with John Lisowski and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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