Mark Alan Cline (Mark Cline) – Customer Disputes Filed Involving Financial Advisor/Broker Mark Cline | Goodman & Nekvasil P.A. May Recover Investor Losses Mark Alan Cline (Mark Cline) CRD #3206962 Mark Cline is a currently licensed financial advisor with National Securities Corporation. According to Mark Cline’s BrokerCheck report, 12 customer disputes alleging sales practice violations against Mark Cline are currently …

Furman Alexander Ford (Alex Ford) – Complaint Filed Against Financial Advisor/Broker Alex Ford | Goodman & Nekvasil, P.A. May Recover Investor Losses Furman Alexander Ford (Alex Ford) CRD #1067199 Alex Ford was formerly licensed with NYLife Securities LLC in Raleigh. According to Alex Ford’s CRD, a customer complaint was filed alleging sales practice violations against Alex Ford. According to Alex …

Joseph Patrick Roop (Joepat Roop) – Customer Disputes Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Joepat Roop | Goodman & Nekvasil P.A., May Recover Investor Losses Joseph Patrick Roop (Joepat Roop) Financial Advisor CRD #2774470 Joepat Roop is a currently licensed financial advisor/broker with Dempsey Lord Smith, LLC. Joepat Roop was previously licensed with Kalos Capital, Inc. According to …

Carlton Jerome Dick (Carl Dick) – Financial Advisor/Broker Carl Dick Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Carlton Jerome Dick (Carl Dick) CRD #5639545 Carl Dick is a currently licensed financial advisor with Purshe Kaplan Sterling Investments. Carl Dick was previously licensed with AXA Advisors LLC. According to FINRA, Carl Dick was fined $5,000 …

Martin Batstone (Marty Batstone) – Financial Advisor/Broker Marty Batstone Investigated by FINRA | Goodman & Nekvasil P.A., May Recover Investor Losses Marty Batstone CRD #4299561 Marty Batstone was a formerly licensed financial advisor with Newbridge Securities Corporation, Crown Capital Securities LP and Independent Financial Group LLC. According to FINRA:   Wells Notice examination #20190612052: FINRA made a preliminary determination to recommend …

Paolo Assumpcao Monaco (Paolo Monaco) Financial Advisor/Broker Paolo Monaco Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Paolo Assumpcao Monaco (Paolo Monaco) CRD #6335521 According to Paolo Monaco’s BrokerCheck Report: Paolo Monaco was a previously licensed financial advisor/broker with Fidelity Brokerage Services, LLC from 2014 until Paolo Monaco was discharged in 2018. According to FINRA, …

Jody Ethan Thompson (Jody Thompson) – Financial Advisor/Broker Jody Thompson Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Jody Ethan Thompson (Jody Thompson) CRD #2391190 Jody Thompson was a previously licensed financial advisor with Alexander Capital, L.P from 2015 to 2019. According to FINRA, Jody Thompson was fined $5,000 and suspended from the securities industry …

Kenton Christopher Crabb (Ken Crabb) – Financial Advisor/Broker Ken Crabb Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Ken Crabb CRD #2397338 Ken Crabb was a registered financial advisor with Destiny Capital Securities Corporation from 2001 to 2018. According to FINRA, Ken Crabb was fined $5,000 and was suspended from the securities industry for six …

Chad P. Meyer (Chad Meyer) – Financial Advisor/Broker Chad Meyer Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Chad P. Meyer (Chad Meyer) CRD #4213067 Chad Meyer was a previously licensed financial advisor with Allstate Financial Services, LLC before being discharged in January 2019. According to FINRA, Chad Meyer was fined $5,000 and will be …

Billy Hai Zhang (Billy Zhang) – Financial Advisor/Broker Billy Zhang Suspended from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses Billy Hai Zhang (Billy Zhang) CRD #5510158 Billy Zhang was a registered financial advisor with AXA Advisors, LLC before being permitted to resign in April 2018. According to FINRA, Billy Zhang was fined $5,000 and will be …