Paolo Assumpcao Monaco (Paolo Monaco) Financial Advisor/Broker Paolo Monaco Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses
Paolo Assumpcao Monaco (Paolo Monaco) CRD #6335521
According to Paolo Monaco’s BrokerCheck Report:
Paolo Monaco was a previously licensed financial advisor/broker with Fidelity Brokerage Services, LLC from 2014 until Paolo Monaco was discharged in 2018. According to FINRA, Paolo Monaco was barred from the securities industry in February 2020.
According to FINRA:
Paolo Monaco consented to the sanction and to the entry of findings that Paolo Monaco refused to appear for on-the-record testimony or otherwise cooperate with FINRA’s investigation into a disclosure reported on a Form U5 submitted by Paolo Monaco’s member firm. The findings stated that the firm submitted the Form U5 terminating Paolo Monaco’s registration based on concerns about personal trading and related conduct involving a low-priced stock and about disregarding the firm’s warnings regarding the same.
Goodman & Nekvasil P.A. May Recover Investor Losses
If you lost money on investments with Paolo Monaco and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Paolo Monaco’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Paolo Monaco and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 3/6/2020 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.
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