Joseph Patrick Roop (Joepat Roop) – Customer Disputes Filed Alleging Sales Practice Violations Against Financial Advisor/Broker Joepat Roop | Goodman & Nekvasil P.A., May Recover Investor Losses
Joepat Roop is a currently licensed financial advisor/broker with Dempsey Lord Smith, LLC. Joepat Roop was previously licensed with Kalos Capital, Inc. According to Joepat Roop’s BrokerCheck Report, two customer disputes alleging sales practice violations against Joepat Roop were recently filed.
Customer Dispute (7/8/2019): Client alleges unsuitable investments in alternative securities (REITS, etc.) during the time period 11/2012 to 05/2017. This customer dispute is pending and seeks $450,000 in damages.
Customer Dispute (10/2/2018): Clients allege unsuitable investments and sale of securities by a rep that was not properly registered in the State of Alabama. Approximate time period of all investments was January 2011 – July 2014. This customer dispute was settled for $90,000.
Goodman & Nekvasil P.A. May Recover Investor Losses
If you lost any money on investments with Joepat Roop, you may be able to recover your losses. If you lost money on investments with Joepat Roop and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Joepat Roop’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Joepat Roop and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 3/6/2020 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.
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