Robert S. Jamison (Robert Jamison), Financial Advisor/Broker Robert Jamison Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses on First Nationle
Robert Jamison was a previously licensed financial advisor with PNC Investments, Independent Financial Group, LLC and IFS Securities and Pruco Securities, LLC.
According to FINRA:
Robert Jamison was barred from the securities and investment banking industry by the Financial Industry Regulatory Authority (FINRA) on December 13, 2018. FINRA reports that Robert Jamison consented to the sanction and to the entry of findings that Robert Jamison refused to provide on-the-record testimony to FINRA related to allegations that Robert Jamison, in connection with private securities transactions, referred customers to an individual who was not registered and who may have recommended or sold unsuitable securities to those customers.
SEC Brings Action Involving First Nationle
The Securities and Exchange Commission brought an action to stop an ongoing fraudulent scheme in which the SEC alleges that Defendants have raised more than $102 million from at least 637 investors across the United States since 2011. The SEC alleges that Defendants Perry Santillo and Christopher Parris buy or take over books of business of retiring investment professionals from around the country. The SEC further alleges that Santillo and Parris, or local sales people, including Defendants John Piccarreto, Paul Anthony LaRocco, and Thomas Brenner, then persuaded these newly acquired clients —their victims — to withdraw their savings from traditional investments and invest in issuers controlled by Santillo, Parris, or their associates, including Defendants First Nationle Solution LLC, Percipience Global Corporation, and United RL Capital Services. The SEC alleges that the bulk of the more than $102 million raised in this fraud was purportedly raised for these three issuers.
Goodman & Nekvasil, P.A. May Recover Losses on First Nationle and/or Other Investments
If you lost any money on First Nationle and/or other investments with Robert Jamison, you may be able to recover your losses from PNC Investments, Independent Financial Group, LLC, IFS Securities and/or Pruco Securities, LLC. This is because PNC Investments, Independent Financial Group, LLC, IFS Securities and Pruco Securities, LLC had a duty to supervise Robert Jamison.
If you lost money on First Nationle and/or other investments with Robert Jamison and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Robert Jamison’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Goodman & Nekvasil, P.A. has recovered approximately $180 million on behalf of victimized investors. If you lost money on investments with Robert Jamison and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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