Ronald Walter Hannes (Ron Hannes) – Financial Advisor/Broker Ron Hannes Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses
Ron Hannes was a registered financial advisor with Woodbury Financial Services, Inc. before being barred from the securities industry. According to FINRA, Ron Hannes was barred from the securities industry in February 2020.
According to FINRA Allegations:
Ron Hannes consented to the sanction and to the entry of findings that he failed to produce documents and information requested by FINRA during its investigation into allegations that he converted customer funds. The findings stated that Hannes’ member firm terminated his association with it and disclosed that it received notice from a client that funds were paid to Hannes for purchase of a life insurance contract that were not forwarded to the life insurance company.
Goodman & Nekvasil P.A. May Recover Investor Losses
If you lost money on investments with Ron Hannes and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Ron Hannes’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Ron Hannes and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 3/13/2020 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.
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