Jeremy Seth Rosen (Jeremy Rosen) – Customer Disputes Filed Involving Financial Advisor/Broker Jeremy Rosen | Goodman & Nekvasil P.A. May Recover Investor Losses
Jeremy Seth Rosen (Jeremy Rosen) CRD #5513416
Jeremy Rosen is a currently licensed financial advisor with Nationwide Planning Associates, Inc. Jeremy Rosen was previously licensed with Berthel, Fisher & Company Financial Services.
According to Jeremy Rosen’s BrokerCheck report, three customer disputes alleging sales practice violations against Jeremy Rosen have been filed.
Customer Dispute 1/28/20: The clients allege the investments made in their advisory account in 2016-2019 were unsuitable. The client’s also allege the firm failed to supervise the activities of the representative. This customer dispute is pending and seeks $140,000 in damages.
Customer Dispute 7/8/19: The clients allege that between 2016-2019 the advisor invested their advisory accounts recklessly which has jeopardized their family’s future. This customer dispute is pending.
Customer Dispute 7/3/19: The client is alleging that between 2016-2019 she was a conservative investor and that the investment strategy used by her advisor was not conservative. This customer dispute settled for $110,000.
Goodman & Nekvasil, P.A. May Recover Investor Losses
If you lost any money on investments with Jeremy Rosen, you may be able to recover your losses. If you lost money on investments with Jeremy Rosen and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Jeremy Rosen’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee.
Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Jeremy Rosen and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 3/9/2020 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.
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