Charles Jonathan Evan (Charles Evan) Financial Advisor/Broker Charles Evan Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses
According to Charles Evan’s BrokerCheck Report:
Charles Evan was a previously licensed financial advisor/broker with New England Securities.
According to FINRA:
Charles Evan consented to the sanction and to the entry of findings that he refused to provide documents and information requested by FINRA, when it began investigating Charles Evan after his member firm filed a Form U5 reporting his termination in connection with allegations concerning inappropriate traditional insurance sales practices.
Customer Disputes Filed Involving Charles Evan:
Customer Dispute 2/24/20: The complainant alleges that his representative, beginning in 2008, made misrepresentations, and provided bad investment advice on the sales of various products, which resulted in a financial loss. This customer dispute is pending.
Customer Dispute 1/6/20: The customer alleged that the representative used unethical sales tactics, denied receiving commissions, and omitted information to secure the sale of financial products beginning in 2013. This customer dispute is pending and seeks $154,000 in damages.
Customer Dispute 12/16/19: The complainants allege that in 2015, a signature was forged on paperwork related to the transfer of ownership of a Term life policy. This customer dispute is pending.
Customer Dispute 11/22/19: The customers alleged that the representative used unethical sales tactics, denied receiving commissions, and omitted information to secure the sale of financial products beginning in 2013. This customer dispute is pending.
Goodman & Nekvasil P.A. May Recover Investor Losses
If you lost money on investments with Charles Evan and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Charles Evan’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Charles Evan and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Some of the information in this blog post was obtained on 3/13/2020 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.
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