Randy T. Carpen (Randy Carpen) Financial Advisor/Broker Randy Carpen Barred from Securities Industry

Randy T. Carpen (Randy Carpen) Financial Advisor/Broker Randy Carpen Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses

Randy T. Carpen (Randy Carpen) CRD #2469877

According to Randy Carpen’s BrokerCheck Report:

Randy Carpen was a previously licensed financial advisor/broker with Vestech Securities, Inc., IBN Financial Services, Inc. and Freedom Investors Corp.

According to FINRA:

Randy Carpen consented to the sanction and to the entry of findings that Randy Carpen failed to produce documents and information requested by FINRA during an investigation into allegations that he excessively traded a customer account.

Goodman & Nekvasil P.A. May Recover Investor Losses

If you lost money on investments with Randy Carpen and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action concerning Randy Carpen’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Randy Carpen and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.

Some of the information in this blog post was obtained on 3/16/2020 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.

Randy Carpen, Financial Advisor, Broker, Unsuitable Investment Advice, Investment Fraud, Churning, Misrepresentation and Omission of Material Facts, Elder Fraud, Unauthorized Trading, Theft, Selling Away, Unapproved Outside Business, Nationwide, SEC, Financial Advisor, Broker, Randy Carpen

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