Dean Harrison Grant – Financial Advisor/Broker Dean Grant Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses
Dean Grant was a licensed financial advisor/broker with M Holdings Securities, Inc. from 2014 to 2019. According to the State of Georgia, Dean Grant is the founder and managing partner of GFG Strategic Advisors in Milledgeville, Georgia.
According to FINRA, Dean Grant was barred from the securities industry in March 2019. According to FINRA, Grant consented to the sanction and to the entry of findings that he refused to provide information and documentation requested by FINRA after allegations that he converted funds from customers, forged documents and failed to disclose certain liens on his Uniform Application for Securities Industry Registration or Transfer (Form U4). The findings stated that Dean Grant provided only a partial response, and failed to provide certain information and documents requested by FINRA.
According to the State of Georgia, Dean Grant is accused of receiving a total of $589,384.33 from Dean Grant’s three victims for him to secure insurance related investments, $447,589.26 of which was taken from two elderly customers. According to the State of Georgia, Dean Grant did not obtain any insurance investments with the money he received from his customers and instead used it for personal benefit.
If you lost money on investments with Dean Grant and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against M Holdings Securities, Inc. concerning Dean Grant’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Dean Grant and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
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