Goodman & Nekvasil P.A., May Recover Investor Losses on Woodbridge Mortgage Investment Funds – David Anthony Cusano (David Cusano) Formerly Licensed with Sandlapper Securities, LLC David Cusano was licensed with Sandlapper Securities, LLC from June 2014 to January 2015. David Cusano was previously licensed with Invest Financial Corporation. David Cusano resigned from a prior brokerage firm, Walnut Street Securities, after David …
Joshua Paz Mischke (Joshua Mischke) Formerly Licensed with National Planning Corporation – Goodman & Nekvasil P.A., May Recover Investor Losses on Woodbridge Mortgage Investment Funds
Goodman & Nekvasil P.A., May Recover Investor Losses on Woodbridge Mortgage Investment Funds – Joshua Paz Mischke (Joshua Mischke) Formerly Licensed with National Planning Corporation Joshua Mischke was licensed with National Planning Corporation from July 2010 through October 2016. Goodman & Nekvasil, P.A. has learned that Joshua Mischke sold the fraudulent Woodbridge Mortgage Investment Fund. On December 20, 2017, the Securities …
Jessie Lou Cox a/k/a Jessie Lou Cox-Shockley, Jessie Lou Carter, Jessie Lou Hurst Formerly Licensed with Questar Capital Corporation – Goodman & Nekvasil P.A., May Recover Investor Losses on Woodbridge Mortgage Investment Funds
Goodman & Nekvasil P.A., May Recover Investor Losses on Woodbridge Mortgage Investment Funds – Jessie Lou Cox a/k/a Jessie Lou Cox-Shockley, Jessie Lou Carter, Jessie Lou Hurst Formerly Licensed with Questar Capital Corporation Jessie Lou Cox was licensed with Questar Capital Corporation from January 2009 through July 2014. Goodman & Nekvasil, P.A. has learned that Jessie Lou Cox sold the fraudulent …
Stonelion Insurance & Financial Services LLC – Goodman & Nekvasil P.A. May Recover Investor Losses
Goodman & Nekvasil P.A. May Recover Investor Losses – Stonelion Insurance & Financial Services LLC Stonelion Insurance & Financial Services LLC is a limited-liability company operated by Jerry Davis Raines and Donna Lynn Barnard, who sold Woodbridge Mortgage Investment Funds, a fraudulent Ponzi scheme which collapsed in December 2017. Goodman & Nekvasil, P.A. currently represents clients of Jerry Raines who invested …
William Glubiak – Arbitration Claims Filed Involving Financial Advisor William Glubiak
William Glubiak – Arbitration Claims Filed Involving Financial Advisor William Glubiak | Goodman & Nekvasil, P.A. May Recover Investor Losses William Glubiak CRD #2552443 William Glubiak has been licensed with Securities America, Inc. since 2005. FINRA reports that three arbitration claims were filed involving William Glubiak’s conduct with Securities America, Inc. alleging misrepresentation, overconcentration, breach of fiduciary duty, negligence, fraud, violations …
Frank Roland Dietrich (Frank Dietrich) Licensed with Quest Capital Strategies, Inc. – Goodman & Nekvasil P.A., May Recover Investor Losses on Woodbridge Mortgage Investment Funds
Goodman & Nekvasil P.A., May Recover Investor Losses on Woodbridge Mortgage Investment Funds – Frank Roland Dietrich (Frank Dietrich) Licensed with Quest Capital Strategies, Inc. Frank Dietrich has been licensed with Quest Capital Strategies, Inc. since 2013. Frank Dietrich was previously licensed with Wunderlich Securities, Inc. Goodman & Nekvasil, P.A. has already filed an arbitration claim against Quest Capital Strategies, Inc. …
John Edward Barrett (John Barrett) Formerly Licensed with M Holdings Securities, Inc. – Goodman & Nekvasil P.A., May Recover Investor Losses on Woodbridge Mortgage Investment Funds
Goodman & Nekvasil P.A., May Recover Investor Losses on Woodbridge Mortgage Investment Funds – John Edward Barrett (John Barrett) Formerly Licensed with M Holdings Securities, Inc. John Barrett was licensed with M Holdings Securities, Inc. from December 2009 through April 2016. Goodman & Nekvasil, P.A. is currently investigating claims that John Barrett sold the fraudulent Woodbridge Mortgage Investment Fund to John …
Steve Pagartanis – Financial Advisor Steve Pagartanis Barred from Securities Industry
Goodman & Nekvasil P.A., May Recover Investment Losses | Steve Pagartanis – Financial Advisor Steve Pagartanis Barred from Securities Industry Steve Pagartanis CRD #1958879 From 2012 until Steve Pagartanis’ firing in March 2017, Steve Pagartanis was licensed with Cadaret, Grant & Co., Inc. Steve Pagartanis was previously licensed with Woodbury Financial Services, Inc. Steve Pagartanis is now licensed with Lombard Securities …
Fredrick Eugene Donovan Jr. (Rick Donovan) Fired by Edward Jones – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Fredrick Eugene Donovan Jr. (Rick Donovan) Fired by Edward Jones From 1997 until Rick Donovan’s firing in 2015, Rick Donovan was licensed with Edward Jones. Rick Donovan is now licensed with Raymond James Financial Services, Inc. According to FINRA’s records, Rick Donovan was fired by Edward Jones on March 31, 2015. Edward …
Mika Lee Caruana (Mika Lee Cafrie) a/k/a Mika Lee Mark Permitted to Resign from Ameriprise Financial Services, Inc. – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Mika Lee Caruana (Mika Lee Cafrie) a/k/a Mika Lee Mark Permitted to Resign from Ameriprise Financial Services, Inc. From 2009 until Mika Lee Cafrie’s resignation in 2017, Mika Lee Cafrie was licensed with Ameriprise Financial Services, Inc. According to FINRA’s records, Mika Lee Cafrie was permitted to resign from Ameriprise Financial Services, …