Goodman & Nekvasil P.A., May Recover Investor Losses – David Charles De Young (Dave De Young) Formerly Licensed with Cambridge Investment Research, Inc. Ordered to Pay $78,000 in Restitution by the State of Hawaii  Dave De Young was licensed with Cambridge Investment Research, Inc. from 2011 to 2017. FINRA reports that the State of Hawaii Department of Commerce and Consumer Affairs …

Goodman & Nekvasil P.A., May Recover Investor Losses – Corey Douglas Ross (Cory Ross) Fired by LPL Financial LLC From 2010 until Cory Ross’ firing in 2017, Cory Ross was licensed with LPL Financial LLC. Cory Ross is now licensed with Cetera Advisors LLC. According to FINRA’s records, Cory Ross was fired by LPL Financial LLC on April 27, 2017. LPL …

Goodman & Nekvasil P.A., May Recover Investor Losses – Ryan Jeffrey Beal (Ryan Beal) Permitted to Resign from Ameriprise Financial Services, Inc.  From 2013 until Ryan Beal’s resignation in 2017, Ryan Beal was licensed with Ameriprise Financial Services, Inc. Ryan Beal was previously licensed with CUSO Financial Services, L.P. According to FINRA’s records, Ryan Beal was permitted to resign from Ameriprise …

Goodman & Nekvasil P.A., May Recover Investor Losses – Jeb Curtis Bonner (Jeb Bonner) Fired by Raymond James & Associates, Inc.  From 2013 until Jeb Bonner’s firing in 2017, Jeb Bonner was licensed with Raymond James & Associates, Inc. Jeb Bonner is now licensed with Ameriprise Financial Services, Inc. Jeb Bonner was previously licensed with Morgan Keegan & Company, Inc. According …

Goodman & Nekvasil P.A., May Recover Investor Losses – Michael Steven Bottoroff (Michael Bottoroff) Fired by Trustmont Financial Group, Inc.  From 2015 until Michael Bottoroff’s firing in 2017, Michael Bottoroff was licensed with Trustmont Financial Group, Inc. Michael Bottoroff was previously licensed with Royal Alliance Associates, Inc. According to FINRA’s records, Michael Bottoroff was fired by Trustmont Financial Group, Inc. on …

Goodman & Nekvasil P.A., May Recover Investor Losses – Choosri Lao a/k/a Choosri Lao Halamai and Choosri Suputthamongkol Fired by Cetera Advisor Networks, LLC From 2014 until Choosri Lao’s firing in 2015, Choosri Lao was licensed with Cetera Advisor Networks LLC. Choosri Lao was also licensed with KCD Financial, Inc. and Questar Capital Corporation. According to FINRA’s records, Choosri Lao was …

Patrick Manuel Scholz (Patrick Scholz) Fired by Mutual Securities, Inc. — Goodman & Nekvasil P.A, May Recover Investor Losses  From 2014 until Patrick Scholz’s firing in 2016, Patrick Scholz was licensed with Mutual Securities, Inc. Patrick Scholz was previously licensed with MML Investors Services, LLC and Cambridge Investment Research, Inc. According to FINRA records, Patrick Scholz was fired on April …

Goodman & Nekvasil P.A, May Recover Investor Losses – Gregory Thomas Pappas (Greg Pappas) Fired by Signator Investors, Inc.  From 2012 until Greg Pappas’s firing in 2015, Greg Pappas was licensed with Signator Investors, Inc. Greg Pappas was also licensed with HD Vest Investment Services and Horwitz & Associates, Inc. According to FINRA records, Greg Pappas was fired on November 20, …

Goodman & Nekvasil P.A, May Recover Investor Losses – Virginia Ann Pack a.k.a Virginia Ann Francis, Virginia Ann Hipsley, Virginia Ann Shorb (Virginia Pack) Formerly Licensed with LPL Financial LLC From 2012 until Virginia Pack’s resignation in March 2017, Virginia Pack was licensed with LPL Financial LLC. Virginia Pack was then licensed with Cambridge Investment Research, Inc. According to FINRA records, …

Goodman & Nekvasil P.A, May Recover Investor Losses – Fred Neel Smith (Neel Smith) Formerly Licensed with Signator Investors, Inc. From 2015 until 2017, Neel Smith was licensed with Signator Investors, Inc.  FINRA reports five arbitration claims/complaints were filed alleging sales practice violations against Neel Smith. The claims alleged that CD and corporate debt purchases were unsuitable, misrepresented, and/or clients were …