Goodman & Nekvasil P.A., May Recover Investor Losses – Shaun Michael Fowler (Shaun Fowler) Fired by J.P. Morgan Securities LLC From 2012 until Shaun Fowler’s firing in 2014, Shaun Fowler was licensed with J.P. Morgan Securities LLC. Shaun Fowler was previously licensed with Chase Investment Services Corp. According to FINRA’s records, Shaun Fowler was fired by J.P. Morgan Securities LLC on …
Douglas Frank Cmelik (Doug Cmelik) Suspended from Securities Industry and Fired by Ameriprise Financial Services, Inc. – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Douglas Frank Cmelik (Doug Cmelik) Suspended from Securities Industry and Fired by Ameriprise Financial Services, Inc. From 1997 until Doug Cmelik’s firing in 2011, Doug Cmelik was licensed with Ameriprise Financial Services, Inc. Doug Cmelik was subsequently licensed with Ameritas Investment Corp. and NDX Trading, Inc. According to FINRA’s records, Doug Cmelik …
Enterologics, Inc. (ELGO) Suspended by the SEC from Trading – Goodman & Nekvasil, P.A., May Recover Investor Losses
Goodman & Nekvasil, P.A., May Recover Investor Losses – Enterologics, Inc. (ELGO) Suspended by the SEC from Trading In suspending Enterologics, Inc. (ELGO) stock from trading, the SEC explained that Enterologics, Inc. (ELGO) is delinquent in its periodic filings with the Commission, having not filed any periodic reports since it filed a Form 10-Q for the period ended September 30, 2013. Goodman …
Power of The Dream Ventures Inc. (PWRV) Suspended by the SEC from Trading – Goodman & Nekvasil, P.A., May Recover Investor Losses
Goodman & Nekvasil, P.A., May Recover Investor Losses – Power of The Dream Ventures Inc. (PWRV) Suspended by the SEC from Trading In suspending Power of The Dream Ventures Inc. (PWRV) stock from trading, the SEC explained that Power of The Dream Ventures Inc. (PWRV) is delinquent in its periodic filings with the Commission, having not filed any periodic reports since …
Saleen Automotive, Inc. (SLNN) Suspended by the SEC from Trading – Goodman & Nekvasil, P.A., May Recover Investor Losses
Goodman & Nekvasil, P.A., May Recover Investor Losses – Saleen Automotive, Inc. (SLNN) Suspended by the SEC from Trading In suspending Saleen Automotive, Inc. (SLNN) stock from trading, the SEC explained that Saleen Automotive, Inc. (SLNN) is delinquent in its periodic filings with the Commission, having not filed any periodic reports since it filed a Form 10-Q for the period ended …
Zoom Companies, Inc. (ZMMM) Suspended by the SEC from Trading – Goodman & Nekvasil, P.A., May Recover Investor Losses
Goodman & Nekvasil, P.A., May Recover Investor Losses – Zoom Companies, Inc. (ZMMM) Suspended by the SEC from Trading In suspending Zoom Companies, Inc. (ZMMM) stock from trading, the SEC explained that Zoom Companies, Inc. (ZMMM) is delinquent in its periodic filings with the Commission, having not filed any periodic reports since it filed a Form 10-Q for the period ended …
HydroPhi Technologies Group, Inc. (HPTG) Suspended by the SEC from Trading – Goodman & Nekvasil, P.A., May Recover Investor Losses
Goodman & Nekvasil, P.A., May Recover Investor Losses – HydroPhi Technologies Group, Inc. (HPTG) Suspended by the SEC from Trading In suspending HydroPhi Technologies Group, Inc. (HPTG) stock from trading, the SEC explained that HydroPhi Technologies Group, Inc. (HPTG) is delinquent in its periodic filings with the Commission, having not filed any periodic reports since it filed a Form 10-KT for …
Fu Lu Cai Productions Ltd. (n/k/a Alfa Star Energy Ltd.) (FCPS) Suspended by the SEC from Trading – Goodman & Nekvasil, P.A., May Recover Investor Losses
Goodman & Nekvasil, P.A., May Recover Investor Losses – Fu Lu Cai Productions Ltd. (n/k/a Alfa Star Energy Ltd.) (FCPS) Suspended by the SEC from Trading In suspending Fu Lu Cai Productions Ltd. (n/k/a Alfa Star Energy Ltd.) (FCPS) stock from trading, the SEC explained that Fu Lu Cai Productions Ltd. (n/k/a Alfa Star Energy Ltd.) (FCPS) is delinquent in its periodic …
Plures Technologies, Inc. (MANY) Suspended by the SEC from Trading – Goodman & Nekvasil, P.A., May Recover Investor Losses
Goodman & Nekvasil, P.A., May Recover Investor Losses – Plures Technologies, Inc. (MANY) Suspended by the SEC from Trading In suspending Plures Technologies, Inc. (MANY) stock from trading, the SEC explained that Plures Technologies, Inc. (MANY) is delinquent in its periodic filings with the Commission, having not filed any periodic reports since it filed a Form 10-Q for the period ended September …
United Mortgage Trust (UDMG) Suspended by the SEC from Trading – Goodman & Nekvasil, P.A., May Recover Investor Losses
Goodman & Nekvasil, P.A., May Recover Investor Losses – United Mortgage Trust (UDMG) Suspended by the SEC from Trading In suspending United Mortgage Trust (UDMG) stock from trading, the SEC explained that United Mortgage Trust (UDMG) is delinquent in its periodic filings with the Commission, having not filed any periodic reports since it filed a Form 10-Q for the period ended …

