Goodman & Nekvasil P.A., May Recover Investor Losses – David Matthew Mansour (David Mansour) Barred from Securities Industry and Fired by Frost Brokerage Services, Inc.  From 2001 until David Mansour’s firing in 2014, David Mansour was licensed with Frost Brokerage Services, Inc. According to FINRA’s records, David Mansour was fired by Frost Brokerage Services, Inc. on June 4, 2014. Frost Brokerage …

Goodman & Nekvasil P.A., May Recover Investor Losses – Rodney Allen Heier (Rod Heier) Formerly Licensed with Charles Schwab & Co., Inc. From 2007 until Rod Heier’s resignation in 2016, Rod Heier was licensed with Charles Schwab & Co., Inc. According to FINRA’s records, Rod Heier resigned from Charles Schwab & Co., Inc. on May 6, 2016. Charles Schwab & Co., …

Goodman & Nekvasil P.A., May Recover Investor Losses – Eric Steven Korhut (Eric Korhut) Permitted to Resign from Ameriprise Financial Services, Inc. From June 1999 until Eric Korhut’s resignation in August 2016, Eric Korhut was licensed with Ameriprise Financial Services, Inc. Eric Korhut is now licensed with Vanderbilt Securities, LLC. According to FINRA’s records, Eric Korhut was permitted to resign from …

Goodman & Nekvasil P.A., May Recover Investor Losses on Conservation Easements – Kile Eugene Lewis (Kile Lewis) Fired by Investacorp, Inc.  From 2008 until Kile Lewis’ firing in 2015, Kile Lewis was licensed with Investacorp, Inc. Kile Lewis is now licensed with Kestra Investment Services, LLC. According to FINRA’s records, Kile Lewis was fired by Investacorp, Inc. on September 8, 2015. …

Goodman & Nekvasil P.A., May Recover Investor Losses – Stephen Skeffington Eubanks (Stephen Eubanks) Pleads Guilty to Wire Fraud, Fired by Bright Trading, LLC and Barred from Securities Industry From 2010 until Stephen Eubanks’ firing in 2016, Stephen Eubanks was licensed with Bright Trading, LLC. According to FINRA’s records, Stephen Eubanks was fired by Bright Trading, LLC on August 26, 2016. …

Goodman & Nekvasil P.A., May Recover Investor Losses – Adrian Scot Lauer (Adrian Lauer) Suspended from Securities Industry and Fired by Securities America, Inc. From 2010 until Adrian Lauer’s firing in 2014, Adrian Lauer was licensed with Securities America, Inc. According to FINRA’s records, Adrian Lauer was fired by Securities America, Inc. on March 3, 2014. Ameriprise Financial Services, Inc. reported …

Goodman & Nekvasil P.A., May Recover Investor Losses – Daniel James Lauletta (Daniel Lauletta) of Cetera Advisor Networks LLC  Daniel Lauletta was licensed with Cetera Advisor Networks LLC from 2013 to 2016. Daniel Lauletta was also licensed with MSI Financial Services, Inc. and Walnut Street Securities, Inc. Daniel Lauletta is now licensed with MML Investors Services, LLC. FINRA reports that two …

Goodman & Nekvasil P.A., May Recover Investor Losses – Lori Mae Kramer (Lori Kramer) a/k/a Lori Mae High, Lori Kramer Pieper and Lori Kramer Pieper-High, Fired by MetLife Securities, Inc. From 2006 until Lori Kramer’s firing in 2013, Lori Kramer was licensed with New England Securities A/K/A MetLife Securities, Inc. According to FINRA’s records, Lori Kramer was fired by MetLife Securities, …

Goodman & Nekvasil P.A., May Recover Investor Losses – Eric Ray Lamb (Eric Lamb) Formerly Licensed with Morgan Keegan & Company, Inc.  Eric Lamb was licensed with Morgan Keegan & Company, Inc. from 2009 to 2013. Eric Lamb was subsequently licensed with Raymond James & Associates, Inc. and Impactive Advisors LLC. FINRA reports that a complaint was filed involving Eric Lamb’s …

Steven Knowlton – Steven Michael Knowlton, Arbitration Claim Filed Against Financial Advisor | Goodman & Nekvasil P.A., May Recover Investor Losses Steven Knowlton CRD #4527446 Steven Knowlton was licensed with IMS Securities, Inc. from 2002 to 2017. FINRA reports that an arbitration claim involving Steven Knowlton’s conduct with IMS Securities, Inc. was filed. This case did not settle and proceeded to …