Goodman & Nekvasil P.A., May Recover Investor Losses – Geno Cleveland Gates (Geno Gates) a/k/a Gene Cleveland Gates Fired by LPL Financial LLC and Barred from Securities Industry From 2011 until Geno Gates’ firing in 2013, Geno Gates was licensed with LPL Financial LLC. Geno Gates was previously licensed with Ameriprise Financial Services, Inc. According to FINRA’s records, Geno Gates was …

Goodman & Nekvasil P.A., May Recover Losses in ETFs or Other Investments – Jeffrey Lawrence Gibbons (Jeff Gibbons) Formerly Licensed with LPL Financial LLC  Jeff Gibbons was licensed with LPL Financial LLC from 2003 to 2016. FINRA reports that an arbitration claim was filed involving Jeff Gibbons’ conduct with LPL Financial LLC, alleging excessive trading resulting in account losses. This arbitration …

Goodman & Nekvasil P.A. May Recover Investor Losses – PEI Worldwide (PEIW) Penny Stock According to the SEC, PEI Worldwide (PEIW) is a penny stock company that was once sold out of a “boiler room” alongside Systems America, Inc. (SYAI) a/k/a Cloudeeva, Inc., Healthient, Inc. (SNAX) and Sycamore Ventures, Inc. (SYVN) as part of a fraudulent pump-and-dump-scheme. FINRA reports that Doug …

Goodman & Nekvasil P.A., May Recover Losses on Selden Companies, LLC Stock – John Scott Elliott (John Elliott) Fired by Ameriprise Financial Services, Inc. and Barred from Securities Industry From 2011 until John Elliott’s firing in 2016, John Elliott was licensed with Ameriprise Financial Services, Inc. According to FINRA’s records, John Elliott was fired by Ameriprise Financial Services, Inc. on August …

Goodman & Nekvasil P.A. May Recover Investor Losses – Selden Companies, LLC Involved in Ponzi Scheme The Western District of Missouri filed a civil forfeiture complaint against Mark Sellers in April 2017. The forfeiture complaint alleged that Mark Sellers operated an investment fraud scheme through Mark Sellers’ company, Selden Companies, LLC. According to the United States Attorney’s Office for the Western …

Goodman & Nekvasil P.A., May Recover Investor Losses – Michael Fisher Formerly Licensed with Wells Fargo Advisors, LLC  Michael Fisher was licensed with Wells Fargo Advisors, LLC from 2012 to 2016. Michael Fisher was previously licensed with UBS Financial Services, Inc. Michael Fisher is now licensed with Ameriprise Financial Services, Inc. FINRA reports that an arbitration claim involving Michael Fisher’s conduct …

Goodman & Nekvasil, P.A., May Recover Investor Losses – Ivanhoe Energy, Inc. (IVANF) Suspended by the SEC from Trading In suspending Ivanhoe Energy, Inc. (IVANF) stock from trading, the SEC explained that Ivanhoe Energy, Inc. (IVANF) was suspended due to a lack of current and accurate information about the company, it has not filed any periodic reports since the period ended …

Goodman & Nekvasil, P.A., May Recover Investor Losses – Sungame Corporation (n/k/a Freevi Corp.) (SGMZ) Suspended by the SEC from Trading  In suspending Sungame Corporation (n/k/a Freevi Corp.) (SGMZ) stock from trading, the SEC explained that Sungame Corporation (n/k/a Freevi Corp.) (SGMZ) is delinquent in its periodic filings with the Commission, having not filed any periodic reports since it filed a Form …

Goodman & Nekvasil, P.A., May Recover Investor Losses – Medbook World Inc. (MBOO) Suspended by the SEC from Trading In suspending Medbook World Inc. (MBOO) stock from trading, the SEC explained that Medbook World Inc. (MBOO) is delinquent in its periodic filings with the Commission, having not filed any periodic reports since it filed a Form 10-K for the period ended September …

Goodman & Nekvasil, P.A., May Recover Investor Losses – Montalvo Spirits, Inc. (TQLA) Suspended by the SEC from Trading  In suspending Montalvo Spirits, Inc. (TQLA) stock from trading, the SEC explained that Montalvo Spirits, Inc. (TQLA) is delinquent in its periodic filings with the Commission, having not filed any periodic reports since it filed a Form 10-K for the period ended March …