Goodman & Nekvasil, P.A., May Recover Investor Losses – Soltera Mining Corp. (SLTA) Suspended by the SEC from Trading  In suspending Soltera Mining Corp. (SLTA) stock from trading, the SEC explained that Soltera Mining Corp. (SLTA) is delinquent in its periodic filings with the Commission, having not filed any periodic reports since it filed a Form 10-K for the period ended October …

Goodman & Nekvasil, P.A., May Recover Investor Losses – Wolverine Holding Corp. (a/k/a Mobility Plus Medical Equipment, Inc.) (WLVH) Suspended by the SEC from Trading In suspending Wolverine Holding Corp. (a/k/a Mobility Plus Medical Equipment, Inc.) (WLVH) stock from trading, the SEC explained that Wolverine Holding Corp. (a/k/a Mobility Plus Medical Equipment, Inc.) (WLVH) is delinquent in its periodic filings with the …

Goodman & Nekvasil, P.A., May Recover Investor Losses – Smoky Market Foods, Inc. (SMKY) Suspended by the SEC from Trading  In suspending Smoky Market Foods, Inc. (SMKY) stock from trading, the SEC explained that Smoky Market Foods, Inc. (SMKY) is delinquent in its periodic filings with the Commission, having not filed any periodic reports since it filed a Form 10-Q for the …

Goodman & Nekvasil P.A. May Recover Investor Losses – Sloud, Inc. (SLOU) n/k/a Leone Asset Management, Inc. (LEON) Penny Stock Sloud, Inc. (SLOU) n/k/a Leone Asset Management, Inc. (LEON) is a penny stock that was purchased in client accounts of Cliff Daly. If you purchased Sloud, Inc. (SLOU) n/k/a Leone Asset Management, Inc. (LEON) from Cliff Daly or another registered broker, …

Goodman & Nekvasil P.A., May Recover Investor Losses – Edward Ramon Diaz (Eddie Diaz) Formerly Licensed with MSI Financial Services, Inc.  Eddie Diaz was licensed with MSI Financial Services, Inc. from 2011 to 2017. Eddie Diaz was subsequently licensed with MML Investors Services, LLC. FINRA reports that a complaint was filed involving Eddie Diaz’ conduct with MSI Financial Services, Inc., alleging …

Goodman & Nekvasil P.A., May Recover Investor Losses on Real Estate Securities – Michael Eugene Di Lorenzo (Michael Di Lorenzo) Fired by LPL Financial LLC From 2013 until Michael Di Lorenzo’s firing in 2016, Michael Di Lorenzo was licensed with LPL Financial LLC. Michael Di Lorenzo is now licensed with Royal Alliance Associates, Inc. According to FINRA’s records, Michael Di Lorenzo …

Goodman & Nekvasil P.A., May Recover Investor Losses | Andrew Denney – Financial Advisor Andrew Denney Resigned from Firm Andrew Denney CRD #4751722 From 2010 until Andrew Denney’s resignation in 2015, Andrew Denney was licensed with Cambridge Investment Research, Inc. Andrew Denney is now licensed with LPL Financial LLC. According to FINRA’s records, Andrew Denney resigned from Cambridge Investment Research on …

Goodman & Nekvasil P.A., May Recover Investor Losses – William Michael Dobrow (Bill Dobrow) Permitted to Resign from Ameriprise Financial Services, Inc.  From 2008 until Bill Dobrow’s resignation in 2015, Bill Dobrow was licensed with Ameriprise Financial Services, Inc. Bill Dobrow was subsequently licensed with Arive Capital Markets and now works for Buckman, Buckman & Reid, Inc. According to FINRA’s records, …

Goodman & Nekvasil P.A., May Recover Investor Losses – Joshua Charles Dvorak (Joshua Dvorak) Formerly Licensed with Fidelity Brokerage Services LLC From 2014 until Joshua Dvorak’s resignation in 2016, Joshua Dvorak was licensed with Fidelity Brokerage Services LLC. Joshua Dvorak was subsequently licensed with J.P. Morgan Securities LLC and is now licensed with Ameriprise Financial Services, Inc. According to FINRA’s records, …

Goodman & Nekvasil P.A., May Recover Investor Losses – Jason Martin Duhon (Jason Duhon) Fired by Alamo Capital  From 2012 until Jason Duhon’s firing in 2013, Jason Duhon was licensed with Alamo Capital. Jason Duhon was subsequently licensed with Cabot Lodge Securities LLC and Newbridge Securities Corporation. According to FINRA’s records, Jason Duhon was fired by Alamo Capital on August 6, …