Goodman & Nekvasil P.A., May Recover Investor Losses – Jeb Curtis Bonner (Jeb Bonner) Fired by Raymond James & Associates, Inc. From 2013 until Jeb Bonner’s firing in 2017, Jeb Bonner was licensed with Raymond James & Associates, Inc. Jeb Bonner is now licensed with Ameriprise Financial Services, Inc. Jeb Bonner was previously licensed with Morgan Keegan & Company, Inc. According …
Michael Steven Bottoroff (Michael Bottoroff) Fired by Trustmont Financial Group, Inc. – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Michael Steven Bottoroff (Michael Bottoroff) Fired by Trustmont Financial Group, Inc. From 2015 until Michael Bottoroff’s firing in 2017, Michael Bottoroff was licensed with Trustmont Financial Group, Inc. Michael Bottoroff was previously licensed with Royal Alliance Associates, Inc. According to FINRA’s records, Michael Bottoroff was fired by Trustmont Financial Group, Inc. on …
Choosri Lao a/k/a Choosri Lao Halamai and Choosri Suputthamongkol, Fired by Cetera Advisor Networks, LLC – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Choosri Lao a/k/a Choosri Lao Halamai and Choosri Suputthamongkol Fired by Cetera Advisor Networks, LLC From 2014 until Choosri Lao’s firing in 2015, Choosri Lao was licensed with Cetera Advisor Networks LLC. Choosri Lao was also licensed with KCD Financial, Inc. and Questar Capital Corporation. According to FINRA’s records, Choosri Lao was …
Patrick Manuel Scholz (Patrick Scholz) Fired by Mutual Securities, Inc. — Goodman & Nekvasil P.A, May Recover Investor Losses
Patrick Manuel Scholz (Patrick Scholz) Fired by Mutual Securities, Inc. — Goodman & Nekvasil P.A, May Recover Investor Losses From 2014 until Patrick Scholz’s firing in 2016, Patrick Scholz was licensed with Mutual Securities, Inc. Patrick Scholz was previously licensed with MML Investors Services, LLC and Cambridge Investment Research, Inc. According to FINRA records, Patrick Scholz was fired on April …
Gregory Thomas Pappas (Greg Pappas) Fired by Signator Investors, Inc. — Goodman & Nekvasil P.A, May Recover Investor Losses
Goodman & Nekvasil P.A, May Recover Investor Losses – Gregory Thomas Pappas (Greg Pappas) Fired by Signator Investors, Inc. From 2012 until Greg Pappas’s firing in 2015, Greg Pappas was licensed with Signator Investors, Inc. Greg Pappas was also licensed with HD Vest Investment Services and Horwitz & Associates, Inc. According to FINRA records, Greg Pappas was fired on November 20, …
Virginia Ann Pack a.k.a Virginia Ann Francis, Virginia Ann Hipsley, Virginia Ann Shorb (Virginia Pack) Terminated by LPL Financial LLC — Goodman & Nekvasil P.A, May Recover Investor Losses
Goodman & Nekvasil P.A, May Recover Investor Losses – Virginia Ann Pack a.k.a Virginia Ann Francis, Virginia Ann Hipsley, Virginia Ann Shorb (Virginia Pack) Formerly Licensed with LPL Financial LLC From 2012 until Virginia Pack’s resignation in March 2017, Virginia Pack was licensed with LPL Financial LLC. Virginia Pack was then licensed with Cambridge Investment Research, Inc. According to FINRA records, …
Fred Neel Smith (Neel Smith) Formerly Licensed with Signator Investors, Inc. — Goodman & Nekvasil P.A, May Recover Investor Losses
Goodman & Nekvasil P.A, May Recover Investor Losses – Fred Neel Smith (Neel Smith) Formerly Licensed with Signator Investors, Inc. From 2015 until 2017, Neel Smith was licensed with Signator Investors, Inc. FINRA reports five arbitration claims/complaints were filed alleging sales practice violations against Neel Smith. The claims alleged that CD and corporate debt purchases were unsuitable, misrepresented, and/or clients were …
John M. James (John James) Fired by Stifel, Nicolaus & Company, Incorporated and Resigned from Merrill Lynch, Pierce, Fenner & Smith Incorporated – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – John M. James (John James) Fired by Stifel, Nicolaus & Company, Incorporated and Resigned from Merrill Lynch, Pierce, Fenner & Smith Incorporated From March 2016 until John James’s firing in September 2016, John James was licensed with Stifel, Nicolaus & Company, Incorporated. John James was previously licensed with Merrill Lynch, Pierce, Fenner …
Michael Sztrom Formerly Licensed with UBS Financial Services Inc. – Goodman & Nekvasil P.A., May Recover Investor Losses
Goodman & Nekvasil P.A., May Recover Investor Losses – Michael Sztrom Formerly Licensed with UBS Financial Services Inc. Michael Sztrom was licensed with UBS Financial Services Inc. from 2010 to 2015. FINRA reports that three complaints and/or arbitration claims were filed involving Michael Sztrom’s conduct with UBS Financial Services Inc., alleging unsuitable and excessive trading in preferred stocks, corporate bonds and …
Robert Edward Armstrong Jr. (Robert Armstrong) Licensed with Wells Fargo Clearing Services, LLC — Goodman & Nekvasil P.A, May Recover Investor Losses
Goodman & Nekvasil P.A, May Recover Investor Losses – Robert Edward Armstrong Jr. (Robert Armstrong) Licensed with Wells Fargo Clearing Services, LLC Since 2009 Robert Armstrong has been licensed with Wells Fargo Clearing Services, LLC. FINRA reports two arbitrations claims/customer complaint were filed alleging sales practice violations against Robert Armstrong involving unsuitable recommendations and misrepresentations made between 2011 and 2014 …