Goodman & Nekvasil P.A. May Recover Investor Losses – Stonelion Insurance & Financial Services LLC  Stonelion Insurance & Financial Services LLC is a limited-liability company operated by Jerry Davis Raines and Donna Lynn Barnard, who sold Woodbridge Mortgage Investment Funds, a fraudulent Ponzi scheme which collapsed in December 2017. Goodman & Nekvasil, P.A. currently represents clients of Jerry Raines who invested …

William Glubiak – Arbitration Claims Filed Involving Financial Advisor William Glubiak  | Goodman & Nekvasil, P.A. May Recover Investor Losses William Glubiak CRD #2552443 William Glubiak has been licensed with Securities America, Inc. since 2005. FINRA reports that three arbitration claims were filed involving William Glubiak’s conduct with Securities America, Inc. alleging misrepresentation, overconcentration, breach of fiduciary duty, negligence, fraud, violations …

Goodman & Nekvasil P.A., May Recover Investor Losses on Woodbridge Mortgage Investment Funds – Frank Roland Dietrich (Frank Dietrich) Licensed with Quest Capital Strategies, Inc.  Frank Dietrich has been licensed with Quest Capital Strategies, Inc. since 2013. Frank Dietrich was previously licensed with Wunderlich Securities, Inc. Goodman & Nekvasil, P.A. has already filed an arbitration claim against Quest Capital Strategies, Inc. …

Goodman & Nekvasil P.A., May Recover Investor Losses on Woodbridge Mortgage Investment Funds – John Edward Barrett (John Barrett) Formerly Licensed with M Holdings Securities, Inc.  John Barrett was licensed with M Holdings Securities, Inc. from December 2009 through April 2016. Goodman & Nekvasil, P.A. is currently investigating claims that John Barrett sold the fraudulent Woodbridge Mortgage Investment Fund to John …

Goodman & Nekvasil P.A., May Recover Investment Losses | Steve Pagartanis – Financial Advisor Steve Pagartanis Barred from Securities Industry Steve Pagartanis CRD #1958879 From 2012 until Steve Pagartanis’ firing in March 2017, Steve Pagartanis was licensed with Cadaret, Grant & Co., Inc. Steve Pagartanis was previously licensed with Woodbury Financial Services, Inc. Steve Pagartanis is now licensed with Lombard Securities …

Goodman & Nekvasil P.A., May Recover Investor Losses – Fredrick Eugene Donovan Jr. (Rick Donovan) Fired by Edward Jones  From 1997 until Rick Donovan’s firing in 2015, Rick Donovan was licensed with Edward Jones. Rick Donovan is now licensed with Raymond James Financial Services, Inc. According to FINRA’s records, Rick Donovan was fired by Edward Jones on March 31, 2015. Edward …

Goodman & Nekvasil P.A., May Recover Investor Losses – Mika Lee Caruana (Mika Lee Cafrie) a/k/a Mika Lee Mark Permitted to Resign from Ameriprise Financial Services, Inc.  From 2009 until Mika Lee Cafrie’s resignation in 2017, Mika Lee Cafrie was licensed with Ameriprise Financial Services, Inc. According to FINRA’s records, Mika Lee Cafrie was permitted to resign from Ameriprise Financial Services, …

Goodman & Nekvasil P.A., May Recover Investor Losses – David Charles De Young (Dave De Young) Formerly Licensed with Cambridge Investment Research, Inc. Ordered to Pay $78,000 in Restitution by the State of Hawaii  Dave De Young was licensed with Cambridge Investment Research, Inc. from 2011 to 2017. FINRA reports that the State of Hawaii Department of Commerce and Consumer Affairs …

Goodman & Nekvasil P.A., May Recover Investor Losses – Corey Douglas Ross (Cory Ross) Fired by LPL Financial LLC From 2010 until Cory Ross’ firing in 2017, Cory Ross was licensed with LPL Financial LLC. Cory Ross is now licensed with Cetera Advisors LLC. According to FINRA’s records, Cory Ross was fired by LPL Financial LLC on April 27, 2017. LPL …

Goodman & Nekvasil P.A., May Recover Investor Losses – Ryan Jeffrey Beal (Ryan Beal) Permitted to Resign from Ameriprise Financial Services, Inc.  From 2013 until Ryan Beal’s resignation in 2017, Ryan Beal was licensed with Ameriprise Financial Services, Inc. Ryan Beal was previously licensed with CUSO Financial Services, L.P. According to FINRA’s records, Ryan Beal was permitted to resign from Ameriprise …