Kevin Woolf – Financial Advisor Kevin Woolf Barred from Securities Industry | Goodman & Nekvasil, P.A. May Recover Investor Losses
Kevin Woolf CRD #6145312
Goodman & Nekvasil, P.A. may help investors recover monies that they lost on investments with Kevin Woolf. According to FINRA, Kevin Woolf was barred from the securities industry on January 26, 2018. FINRA reports that Kevin Woolf consented to the sanctions and to the entry of findings that Kevin Woolf failed to provide documents and information and to appear and provide FINRA on-the-record testimony during the course of an investigation into allegations that he engaged in multiple undisclosed outside business activities, including the development of a hotel, and participated in an undisclosed private securities offering for that development project that was marketed to customers of Kevin Woolf’s member firm.
If you lost any money on investments with Kevin Woolf, you may be able to recover your losses from Morgan Stanley. This is because Morgan Stanley had a duty to supervise Kevin Woolf.
If you invested with Kevin Woolf, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Morgan Stanley concerning Kevin Woolf’s conduct. There is no charge for an evaluation of your case. Further, we handle cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Kevin Woolf and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Kevin Woolf, Investment Fraud Attorney, Stockbroker Misconduct Disciplinary Actions, Unsuitable Investment Advice, Investment Fraud, Churning, Misrepresentation and Omission of Material Facts, Elder Fraud, Unauthorized Trading, Theft, Selling Away, Unapproved Outside Business, Nationwide, PIABA, SEC, Securities Exchange Commission, NASD, National Association of Securities Dealers, NASDAQ, Dow Jones, Wall Street, New York Stock Exchange, Kevin Woolf