Kenneth Lee Jones (Kenneth Jones) Financial Advisor/Broker Kenneth Jones Barred from Securities Industry

Kenneth Lee Jones (Kenneth Jones) Financial Advisor/Broker Kenneth Jones Barred from Securities Industry | Goodman & Nekvasil P.A., May Recover Investor Losses

Kenneth Lee Jones (Kenneth Jones) CRD #2364953

Kenneth Jones was licensed with Aegis Capital Corp. from 2010 to 2017. Kenneth Jones was discharged from Aegis Capital Corp. on May 5, 2017. Aegis Capital Corp. reported to FINRA that Kenneth Jones was terminated while under investigation for failure to disclose outside business activities.

Kenneth Jones was barred from the securities and investment banking industry on July 27, 2017. FINRA reports that Kenneth Jones consented to the sanction and to the entry of findings that Kenneth Jones refused to appear for FINRA on-the-record testimony as requested by FINRA in connection with an investigation of, among other things, the circumstances surrounding Kenneth Jones’ termination from Kenneth Jones’ member firm and of certain municipal bond trades that Kenneth Jones performed while registered with the firm.

If you lost any money on investments with Kenneth Jones, you may be able to recover your losses from Aegis Capital Corp. This is because Aegis Capital Corp. had a duty to supervise Kenneth Jones.

If you lost money on investments with Kenneth Jones and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Aegis Capital Corp. concerning Kenneth Jones’ conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.

Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Kenneth Jones and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.

Some of the information in this blog post was obtained on 2/4/2020 directly from FINRA BrokerCheck, without any changes. If you believe this information was reported incorrectly, please contact our firm at 1-800-500-4442.

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