Will Merriam – William H. Merriam IV, Barred from Securities Industry, Formerly Licensed with Merrill Lynch – Goodman & Nekvasil P.A., May Recover Investor Losses
Will Merriam was licensed with Merrill Lynch from 2014 to 2016. Will Merriam resigned from Merrill Lynch on December 15, 2016. Merrill Lynch reported to FINRA that Will Merriam allegedly engaged in conduct involving forgery of customer signatures on account documents.
Will Merriam was barred from the securities and investment banking industry on August 18, 2017. FINRA reports that Will Merriam consented to the sanction and to the entry of findings that Will Merriam refused to appear for FINRA on-the-record testimony during the course of an investigation into allegations that Will Merriam voluntarily resigned from Will Merriam’s member firm after an internal review into allegations involving forgery of customer signatures on account documents.
If you lost any money on investments with Will Merriam, you may be able to recover your losses from Merrill Lynch. This is because Merrill Lynch had a duty to supervise Will Merriam.
If you lost money on investments with Will Merriam and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Merrill Lynch concerning Will Merriam’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Will Merriam and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.