Edward Zadworny – Edward Michael Zadworny – Formerly Licensed with MML Investors Services, LLC and Raymond James Financial Services, Inc. – Goodman & Nekvasil, P.A. May Recover Investor Losses
Goodman & Nekvasil, P.A. may help investors recover monies that they lost on investments with MML Investors Services, LLC and/or Raymond James Financial Services, Inc. According to FINRA, Edward Zadworny was barred from the securities industry on November 21, 2017. FINRA reports that Edward Zadworny consented to the sanctions and to the entry of findings that Edward Zadworny refused to comply with FINRA’s request for documents and information during the course of an investigation into the reasons for his termination provided by his former member firm on a Form U5. The findings stated that according to the firm, Edward Zadworny had violated his employment agreement with a bank the firm had a network agreement with by failing to provide to the bank outside annuity sales transaction information, including commissions received.
If you lost any money on investments with Edward Zadworny, you may be able to recover your losses from MML Investors Services, LLC and/or Raymond James Financial Services, Inc. This is because MML Investors Services, LLC and Raymond James Financial Services, Inc. had a duty to supervise Edward Zadworny.
If you invested with Edward Zadworny, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against MML Investors Services, LLC and/or Raymond James Financial Services, Inc. concerning Edward Zadworny’s conduct. There is no charge for an evaluation of your case. Further, we handle cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with Edward Zadworny and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.