William Valladolid – Guillermo Generao Valladolid – Barred from Securities Industry, Previously Licensed with Morgan Stanley and Merrill Lynch – Goodman & Nekvasil P.A., May Recover Investor Losses
William Valladolid was licensed with Morgan Stanley from 2015 until 2017 and was previously licensed with Merrill Lynch from 2011 to 2015. William Valladolid was discharged from Morgan Stanley on July 24, 2017. Morgan Stanley reported to FINRA that there were allegations involving representative’s outside business activities. William Valladolid previously resigned from Merrill Lynch in 2015.
William Valladolid was barred from the securities and investment banking industry on January 12, 2018. FINRA reports that William Valladolid consented to the sanction and to the entry of findings that William Valladolid failed to provide documents and information requested by FINRA in connection with an investigation into allegations that William Valladolid improperly sold investments away from William Valladolid’s member firm and engaged in an undisclosed outside business.
If you lost any money on investments with William Valladolid, you may be able to recover your losses from Morgan Stanley and/or Merrill Lynch. This is because Morgan Stanley and Merrill Lynch had a duty to supervise William Valladolid.
If you lost money on investments with William Valladolid and believe the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Morgan Stanley and/or Merrill Lynch concerning William Valladolid’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $180 million on behalf of victimized investors. If you lost money on investments with William Valladolid and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.