Goodman & Nekvasil P.A, May Recover Investor Losses – Gregory Thomas Pappas (Greg Pappas) Fired by Signator Investors, Inc.
From 2012 until Greg Pappas’s firing in 2015, Greg Pappas was licensed with Signator Investors, Inc. Greg Pappas was also licensed with HD Vest Investment Services and Horwitz & Associates, Inc. According to FINRA records, Greg Pappas was fired on November 20, 2015. Signator Investors, Inc. reported to FINRA that Greg Pappas was fired after being accused of failing to follow procedures relating to the proper completion and maintenance of firm books and records, and failing to properly route new business to the proper individuals for approval prior to submission.
If you lost any money on investments with Greg Pappas, you may be able to recover your losses from Signator Investors, Inc., Horwitz & Associates, Inc. and/or HD Vest Investment Services. This is because Signator Investors, Inc., Horwitz & Associates, Inc. and HD Vest Investment Services had a duty to supervise Greg Pappas.
If you lost money on investments with Greg Pappas, and believe that the investments may have been unsuitable or otherwise improper for you, we would like to discuss the possibility of your retaining our firm to represent you in an arbitration action against Signator Investors, Inc., Horwitz & Associates, Inc. and/or HD Vest Investment Services, concerning Greg Pappas’s conduct. There is no charge for an evaluation of your case. Further, we handle our cases on a contingency fee basis. This means that unless we recover money for you, we charge no attorney’s fee. Unless you recover any money, you pay us nothing, not even the costs and expenses which the firm will advance on your behalf.
Kalju Nekvasil, Esq., formerly regional counsel with the NASD, now known as FINRA, has practiced in this area of the law for more than 35 years. Goodman & Nekvasil, P.A. has recovered more than $300 million on behalf of victimized investors. If you lost money on any investments with Greg Pappas and would like your case evaluated by a securities attorney (again, there is no charge for an evaluation and all cases are handled on a purely contingency fee basis), please contact us.
Keywords: Gregory Thomas Pappas, Gregory Pappas, Greg Pappas, FINRA, Signator Investors, Horwitz, HD Vest, SEC, Fraud, Attorney, Broker, Brokerage, Firm, Brokerage Firm, Invest, Lawyer, Securities Lawyer, Goodman and Nekvasil, Nekvasil, Goodman, Investor, Investment, Financial, Financial Services, Securities